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First Trust Large Cap Core AlphaDEX Fund

154 hedge funds and large institutions have $560M invested in First Trust Large Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 36 increasing their positions, 68 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

6% more funds holding

Funds holding: 145154 (+9)

5% more capital invested

Capital invested by funds: $532M → $560M (+$28.5M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.78% less ownership

Funds ownership: 52.28%50.5% (-1.8%)

47% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 68

Holders
154
Holders Change
+9
Holders Change %
+6.21%
% of All Funds
2.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
36
Reduced
68
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWS
26
Cypress Wealth Services
California
$3.59M -$254K -3,264 -7%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$3.45M +$1.09M +14,058 +48%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$3.32M -$4.21M -54,154 -57%
MML Investors Services
29
MML Investors Services
Massachusetts
$3.22M +$817K +10,516 +35%
FWM
30
Frontier Wealth Management
Missouri
$2.83M -$6.74M -86,714 -71%
AFP
31
Ausdal Financial Partners
Iowa
$2.82M +$2.44M +31,449 +838%
CPIG
32
Chicago Partners Investment Group
Illinois
$2.58M +$8.39K +108 +0.4%
PNC
33
Park National Corp
Ohio
$2.57M -$28.4K -365 -1%
CP
34
Camelot Portfolios
Ohio
$2.54M -$210K -2,699 -8%
Goldman Sachs
35
Goldman Sachs
New York
$2.31M +$78 +1 +0%
Thrivent Financial for Lutherans
36
Thrivent Financial for Lutherans
Minnesota
$2.24M -$19K -245 -3%
RFN
37
RDA Financial Network
Iowa
$2.12M +$1.55M +19,908 +304%
AW
38
ACG Wealth
Georgia
$2.11M -$120K -1,550 -6%
DADC
39
D.A. Davidson & Co
Montana
$2.09M
AWA
40
Arkadios Wealth Advisors
Georgia
$1.98M -$12.2K -157 -0.6%
Stifel Financial
41
Stifel Financial
Missouri
$1.94M +$75.4K +970 +4%
GIA
42
Gladstone Institutional Advisory
Florida
$1.74M -$162K -2,086 -9%
FTUS
43
Flow Traders U.S.
New York
$1.55M +$1.16M +14,881 +335%
OC
44
Oppenheimer & Co
New York
$1.48M -$113K -1,450 -7%
AWM
45
AE Wealth Management
Kansas
$1.44M +$155 +2 +0%
Citigroup
46
Citigroup
New York
$1.43M +$50.6K +651 +4%
Citadel Advisors
47
Citadel Advisors
Florida
$1.39M -$2.62M -33,698 -66%
LI
48
LVZ Inc
Michigan
$1.37M -$183K -2,359 -12%
CCA
49
Clearwater Capital Advisors
Illinois
$1.33M -$17.7K -228 -1%
EWM
50
EPG Wealth Management
Georgia
$1.33M -$34.1K -439 -3%

FEX Hedge Fund Activity: Q1 2021 in Review

154 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q1 2021, worth a combined $560M — up 5.4% from $532M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FEX positions and 7 closed out — a net gain of 12 holders — while 36 added to existing stakes and 68 trimmed.

The largest buyer was Sigma Planning Corp, adding an estimated $7.78M. The largest seller was Frontier Wealth Management, cutting an estimated $6.74M.

  • 154 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q1 2021, up from 145 in Q4 2020.
  • Funds reported $560M of First Trust Large Cap Core AlphaDEX Fund stock for Q1 2021, up 5.4% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q1 2021 and 7 closed out, a net change of +12 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q1 2021 was Sigma Planning Corp, an estimated $7.78M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q1 2021 was Frontier Wealth Management, an estimated $6.74M sold.

Based on aggregated 13F filings for Q1 2021.