We are live on ! Find out more
FEX icon

First Trust Large Cap Core AlphaDEX Fund

145 hedge funds and large institutions have $532M invested in First Trust Large Cap Core AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 58 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

243% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 7

17% more capital invested

Capital invested by funds: $453M → $532M (+$78.7M)

12% more funds holding

Funds holding: 129145 (+16)

2.54% more ownership

Funds ownership: 49.74%52.28% (+2.5%)

41% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 58

Holders
145
Holders Change
+16
Holders Change %
+12.4%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
24
Increased
34
Reduced
58
Closed
7
Calls
$573K
Puts
Net Calls
+$573K
Net Calls Change
+$3.43M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$2.61M +$132K +1,922 +6%
CP
27
Camelot Portfolios
Ohio
$2.53M -$569K -8,254 -19%
PNC
28
Park National Corp
Ohio
$2.38M
CPIG
29
Chicago Partners Investment Group
Illinois
$2.34M +$64.1K +930 +3%
Thrivent Financial for Lutherans
30
Thrivent Financial for Lutherans
Minnesota
$2.19M -$22.1K -321 -3%
MML Investors Services
31
MML Investors Services
Massachusetts
$2.18M -$44K -639 -2%
KAS
32
Kestra Advisory Services
Texas
$2.17M +$1.01M +14,615 +97%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$2.13M +$21.2K +308 +1%
Goldman Sachs
34
Goldman Sachs
New York
$2.12M +$1.44M +20,903 +261%
AW
35
ACG Wealth
Georgia
$2.05M -$13.9K -201 -0.7%
DADC
36
D.A. Davidson & Co
Montana
$1.92M -$6.75K -98 -0.4%
AWA
37
Arkadios Wealth Advisors
Georgia
$1.82M +$1.71M +24,863 New
GIA
38
Gladstone Institutional Advisory
Florida
$1.75M -$406K -5,888 -20%
Stifel Financial
39
Stifel Financial
Missouri
$1.71M -$113K -1,642 -7%
FFN
40
Focus Financial Network
Minnesota
$1.7M -$128K -1,859 -7%
OC
41
Oppenheimer & Co
New York
$1.47M +$45.8K +664 +3%
LI
42
LVZ Inc
Michigan
$1.43M -$357K -5,183 -21%
AWM
43
AE Wealth Management
Kansas
$1.32M +$165K +2,395 +15%
Citigroup
44
Citigroup
New York
$1.26M -$50.5K -733 -4%
FWM
45
ForthRight Wealth Management
Georgia
$1.26M +$1.18M +17,137 New
HighTower Advisors
46
HighTower Advisors
Illinois
$1.25M +$140K +2,036 +14%
EWM
47
EPG Wealth Management
Georgia
$1.25M -$14K -203 -1%
CCA
48
Clearwater Capital Advisors
Illinois
$1.24M
AAS
49
Avantax Advisory Services
Texas
$1.13M -$203K -2,950 -16%
IWM
50
IHT Wealth Management
Illinois
$1.12M +$1.52K +22 +0.1%

FEX Hedge Fund Activity: Q4 2020 in Review

145 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2020, worth a combined $532M — up 17% from $453M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FEX positions and 7 closed out — a net gain of 17 holders — while 34 added to existing stakes and 58 trimmed.

The largest buyer was Cypress Wealth Services, opening a new position worth an estimated $3.31M. The largest seller was LPL Financial, cutting an estimated $7.13M.

  • 145 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2020, up from 129 in Q3 2020.
  • Funds reported $532M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2020, up 17% quarter-over-quarter.
  • 24 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2020 and 7 closed out, a net change of +17 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2020 was Cypress Wealth Services, an estimated $3.31M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2020 was LPL Financial, an estimated $7.13M sold.

Based on aggregated 13F filings for Q4 2020.