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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TCWA
26
Ten Capital Wealth Advisors
Washington
$249K +$260K +7,412 New
MRCM
27
M&R Capital Management
New Jersey
$242K -$4.2K -120 -2%
3AM
28
3D Asset Management
Connecticut
$238K – – –
Citadel Advisors
29
Citadel Advisors
Florida
$231K -$4.8M -137,086 -95%
CFGS
30
Concourse Financial Group Securities
Alabama
$105K +$90.8K +2,592 +481%
HWM
31
Holloway Wealth Management
Florida
$92K – – –
PFS
32
Prospera Financial Services
Texas
$54K +$55.9K +1,595 New
GRP
33
Global Retirement Partners
California
$52K – – –
AWA
34
Arkadios Wealth Advisors
Georgia
$26.4K +$315 +9 +1%
AIP
35
Ameritas Investment Partners
Nebraska
$24K – – –
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$21K +$22.3K +638 New
SPIA
37
Steward Partners Investment Advisory
New York
$18K +$1.23K +35 +7%
HCP
38
Hexagon Capital Partners
Arkansas
$13K +$14.6K +416 New
APA
39
American Portfolios Advisors
New York
$5.04K – – –
LFG
40
Larson Financial Group
Missouri
$2K -$70 -2 -3%
IA
41
IFP Advisors
Florida
$2K – – –
TI
42
tru Independence
Oregon
– -$1.12M -44,385 Closed
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
– -$462K -14,211 Closed
CWM
44
Cornerstone Wealth Management
Missouri
– -$245K -7,513 Closed
PAG
45
Private Advisor Group
New Jersey
– -$136K -4,191 Closed
SFPG
46
Stonebridge Financial Planning Group
Florida
– -$10K -300 Closed
VFA
47
Valeo Financial Advisors
Indiana
– -$6K -173 Closed
BFEC
48
Benjamin F. Edwards & Company
Missouri
– -$1K -36 Closed