|
226
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$740K
|
-4,907
|
Closed
|
|
|
227
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$418K
|
-3,026
|
Closed
|
|
|
228
|
Wilbanks Smith & Thomas Asset Management
Norfolk,
Virginia
|
–
|
-$445K
|
-2,950
|
Closed
|
|
|
229
|
Capital Asset Advisory Services
Williamston,
Michigan
|
–
|
-$429K
|
-2,845
|
Closed
|
|
|
230
|
Syntal Capital Partners
Midland,
Texas
|
–
|
-$402K
|
-2,667
|
Closed
|
|
|
231
|
Northern Trust
Chicago,
Illinois
|
–
|
-$301K
|
-1,994
|
Closed
|
|
|
232
|
Institute for Wealth Management
Denver,
Colorado
|
–
|
-$253K
|
-1,674
|
Closed
|
|
|
233
|
WealthPLAN Partners
Omaha,
Nebraska
|
–
|
-$205K
|
-1,553
|
Closed
|
|
|
234
|
M&T Bank
Buffalo,
New York
|
–
|
-$233K
|
-1,542
|
Closed
|
|
|
235
|
Comerica Securities
Detroit,
Michigan
|
–
|
-$211K
|
-1,396
|
Closed
|
|
|
236
|
Northwest Wealth Management
Spencer,
Iowa
|
–
|
-$210K
|
-1,393
|
Closed
|
|
|
237
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
–
|
-$207K
|
-1,369
|
Closed
|
|
|
238
|
Avantax Advisory Services
Dallas,
Texas
|
–
|
-$204K
|
-1,350
|
Closed
|
|
|
239
|
Cornerstone Wealth Management
St. Peters,
Missouri
|
–
|
-$336K
|
-842
|
Closed
|
|
|
240
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$116K
|
-772
|
Closed
|
|
|
241
|
Buffington Mohr McNeal
Boise,
Idaho
|
–
|
-$92K
|
-609
|
Closed
|
|
|
242
|
First Hawaiian Bank
Honolulu,
Hawaii
|
–
|
-$80K
|
-530
|
Closed
|
|
|
243
|
WealthBridge Capital Management
Westerville,
Ohio
|
–
|
-$48K
|
-355
|
Closed
|
|
|
244
|
Advisors Preferred
Rockville,
Maryland
|
–
|
-$47K
|
-312
|
Closed
|
|
|
245
|
LifePlan Financial Group
Dayton,
Ohio
|
–
|
-$23K
|
-153
|
Closed
|
|
|
246
|
Advisornet Financial
Minnetonka,
Minnesota
|
–
|
-$15K
|
-100
|
Closed
|
|
|
247
|
Optimum Investment Advisors
Chicago,
Illinois
|
–
|
-$15K
|
-100
|
Closed
|
|
|
248
|
Bay Harbor Wealth Management
Hunt Valley,
Maryland
|
–
|
-$10K
|
-65
|
Closed
|
|
|
249
|
Allworth Financial
Folsom,
California
|
–
|
-$6K
|
-38
|
Closed
|
|
|
250
|
D'Orazio & Associates
Falls Church,
Virginia
|
–
|
-$4K
|
-26
|
Closed
|
|
