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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CX Institutional
101
CX Institutional
Indiana
$19K +$402 +8 +2%
GCM
102
Gunpowder Capital Management
Maryland
$18K – – –
Cullen/Frost Bankers
103
Cullen/Frost Bankers
Texas
$17.8K – – –
Salem Investment Counselors
104
Salem Investment Counselors
North Carolina
$16.9K +$11.5K +228 +207%
MCA
105
McGuire Capital Advisors
Oklahoma
$13.9K – – –
SWA
106
SOA Wealth Advisors
New York
$12K +$251 +5 +2%
PSB
107
Piscataqua Savings Bank
New Hampshire
$11.9K – – –
AW
108
Avion Wealth
Texas
$11K – – –
WBC
109
West Branch Capital
Massachusetts
$10.6K +$201 +4 +2%
Global Retirement Partners
110
Global Retirement Partners
California
$8.35K +$8.39K +167 New
EWM
111
Evermay Wealth Management
Virginia
$7.77K +$7.79K +155 New
PMFA
112
Plante Moran Financial Advisors
Michigan
$7.51K – – –
Brown Brothers Harriman & Co
113
Brown Brothers Harriman & Co
New York
$5.11K – – –
CT
114
Colonial Trust
South Carolina
$3.81K – – –
UBS AM
115
UBS AM
Illinois
$3.36K – – –
Geneos Wealth Management
116
Geneos Wealth Management
Colorado
$3.21K – – –
SWM
117
SHP Wealth Management
Massachusetts
$3.19K +$100 +2 +3%
MI
118
Markowski Investments
Florida
$2K +$2.01K +40 New
Envestnet Asset Management
119
Envestnet Asset Management
Illinois
– -$600K -11,355 Closed
VF
120
Virtu Financial
New York
– -$349K -6,609 Closed
Jane Street
121
Jane Street
New York
– -$338K -6,401 Closed
Susquehanna International Group
122
Susquehanna International Group
Pennsylvania
– -$334K -6,323 Closed
Beacon Pointe Advisors
123
Beacon Pointe Advisors
California
– -$260K -4,923 Closed
PWAM
124
Papamarkou Wellner Asset Management
New York
– -$254K -4,800 Closed
SCA
125
Snowden Capital Advisors
New York
– -$227K -4,294 Closed