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EMO

ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$54.7M +$5.22M +114,341 +11%
Raymond James Financial
2
Raymond James Financial
Florida
$29.9M +$29.3M +642,133 New
AAM
3
Advisors Asset Management
Colorado
$27.9M -$3.23M -70,774 -11%
EWA
4
EP Wealth Advisors
California
$14.3M -$45.1K -987 -0.3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.3M +$2.57M +56,303 +27%
Bank of America
6
Bank of America
North Carolina
$12M -$642K -14,059 -5%
SCM
7
Saba Capital Management
New York
$9.32M -$2.55M -55,765 -22%
Wells Fargo
8
Wells Fargo
California
$8.79M +$82K +1,795 +1%
SPIA
9
Steward Partners Investment Advisory
New York
$4.94M +$134K +2,923 +3%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.92M +$1.12M +24,616 +30%
Stifel Financial
11
Stifel Financial
Missouri
$4.77M -$235K -5,143 -5%
UBS Group
12
UBS Group
Switzerland
$4.69M -$596K -13,046 -11%
Ameriprise
13
Ameriprise
Minnesota
$2.96M -$210K -4,593 -7%
Invesco
14
Invesco
Georgia
$2.65M -$68.9K -1,508 -3%
OA
15
Oxbow Advisors
Texas
$2.41M
LCM
16
Landscape Capital Management
New Jersey
$2.36M -$859K -18,804 -27%
TL
17
Tradewinds LLC
North Carolina
$2.32M -$57.6K -1,260 -3%
Osaic Holdings
18
Osaic Holdings
Arizona
$2.26M +$143K +3,129 +7%
IA
19
IFP Advisors
Florida
$2.24M +$8.09K +177 +0.4%
LPL Financial
20
LPL Financial
California
$2.02M +$262K +5,723 +15%
EIA
21
Edgemoor Investment Advisors
Maryland
$2.02M -$107K -2,339 -5%
KWM
22
Kingsview Wealth Management
Oregon
$1.83M -$3.43K -75 -0.2%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$1.63M +$1.6M +34,959 New
WAM
24
Wolverine Asset Management
Illinois
$1.37M -$95.4K -2,087 -7%
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
$1.2M +$215K +4,699 +22%