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EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.2M +$20.8M +424,783 +193%
MGAM
2
McGowan Group Asset Management
Texas
$19.6M +$14.2M +290,211 +138%
UBS Group
3
UBS Group
Switzerland
$12.1M +$8.17M +166,670 +116%
GC
4
Guggenheim Capital
Illinois
$8.02M +$4.29M +87,554 +74%
TB
5
Terril Brothers
Missouri
$8.02M +$4.42M +90,171 +78%
SIA
6
Sit Investment Associates
Minnesota
$7.25M +$6.53M +133,184 +253%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.87M +$3.85M +78,396 +80%
AAM
8
Advisors Asset Management
Colorado
$6.48M +$1.54M +31,399 +23%
SEIA
9
Signature Estate & Investment Advisors
California
$5.86M +$7.36M +150,046 New
Bank of America
10
Bank of America
North Carolina
$5.5M +$585K +11,921 +9%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$4.55M +$4.06M +82,695 +244%
RPA
12
Rock Point Advisors
Vermont
$4.42M +$5.55M +113,058 New
Wells Fargo
13
Wells Fargo
California
$3.49M +$2.19M +44,683 +100%
HighTower Advisors
14
HighTower Advisors
Illinois
$3.46M +$4.35M +88,602 New
QPWM
15
Quadrant Private Wealth Management
Pennsylvania
$2.99M – – –
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.93M +$1.87M +38,033 +103%
Ameriprise
17
Ameriprise
Minnesota
$2.62M +$792K +16,153 +32%
COLIM
18
City of London Investment Management
United Kingdom
$2.22M +$2.78M +56,751 New
HI
19
HBK Investments
Texas
$1.9M +$2.38M +48,520 New
Goldman Sachs
20
Goldman Sachs
New York
$1.42M +$1.05M +21,400 +143%
WAM
21
Wolverine Asset Management
Illinois
$1.41M +$1.77M +36,153 New
Invesco
22
Invesco
Georgia
$1.26M +$628K +12,809 +66%
ClearBridge Investments
23
ClearBridge Investments
New York
$941K +$1.14M +23,235 +2,702%
MWM
24
Merriman Wealth Management
Washington
$919K +$1.03M +21,000 New
LPL Financial
25
LPL Financial
California
$901K +$1.13M +23,066 New
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