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EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.8M -$201K -4,269 -0.7%
MGAM
2
McGowan Group Asset Management
Texas
$24.8M +$762K +16,211 +3%
UBS Group
3
UBS Group
Switzerland
$15.6M +$424K +9,016 +3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$10.1M +$124K +2,627 +1%
TB
5
Terril Brothers
Missouri
$8.82M -$134K -2,857 -1%
GC
6
Guggenheim Capital
Illinois
$8.34M -$698K -14,832 -8%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.16M +$126K +2,685 +2%
Bank of America
8
Bank of America
North Carolina
$7M +$936K +19,908 +15%
SEIA
9
Signature Estate & Investment Advisors
California
$6.89M -$41.8K -888 -0.6%
SIA
10
Sit Investment Associates
Minnesota
$6.39M +$4.09M +86,871 +167%
AAM
11
Advisors Asset Management
Colorado
$5.9M -$531K -11,299 -8%
HI
12
HBK Investments
Texas
$5.81M +$879K +18,698 +17%
RPA
13
Rock Point Advisors
Vermont
$5.13M +$77.6K +1,649 +2%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$4.76M +$120K +2,559 +3%
WAM
15
Wolverine Asset Management
Illinois
$4.34M +$2.02M +42,991 +84%
COLIM
16
City of London Investment Management
United Kingdom
$4.14M +$1.61M +34,175 +61%
Wells Fargo
17
Wells Fargo
California
$4.03M +$86.4K +1,838 +2%
HighTower Advisors
18
HighTower Advisors
Illinois
$4.02M -$52.7K -1,120 -1%
QPWM
19
Quadrant Private Wealth Management
Pennsylvania
$3.43M – – –
Ameriprise
20
Ameriprise
Minnesota
$2.88M -$264K -5,618 -8%
HHAM
21
HITE Hedge Asset Management
Massachusetts
$2.41M – – –
KACA
22
Kayne Anderson Capital Advisors
California
$2.22M +$2.08M +44,300 +1,108%
Goldman Sachs
23
Goldman Sachs
New York
$2.06M -$270K -5,737 -11%
CRC
24
Curi RMB Capital
Illinois
$1.46M -$274K -5,832 -16%
LPL Financial
25
LPL Financial
California
$1.27M +$77.6K +1,650 +6%
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