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EMO

ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$41.9M +$40.8M +345,598 New
AAM
2
Advisors Asset Management
Colorado
$14.7M +$14.3M +120,992 New
Bank of America
3
Bank of America
North Carolina
$12.6M +$12.3M +104,111 New
GC
4
Guggenheim Capital
Illinois
$12M +$11.7M +99,339 New
Invesco
5
Invesco
Georgia
$6.83M +$6.66M +56,413 New
Ameriprise
6
Ameriprise
Minnesota
$4.55M +$4.44M +37,606 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.73M +$3.63M +30,780 New
Cohen & Steers
8
Cohen & Steers
New York
$3.06M +$2.98M +25,260 New
U
9
UBS
Switzerland
$2.13M +$2.08M +17,621 New
Wells Fargo
10
Wells Fargo
California
$1.68M +$1.63M +13,844 New
Citigroup
11
Citigroup
New York
$1.13M +$1.11M +9,358 New
RJA
12
Raymond James & Associates
Florida
$1.11M +$1.08M +9,133 New
OFG
13
OTA Financial Group
New York
$958K +$935K +7,916 New
ClearBridge Investments
14
ClearBridge Investments
New York
$909K +$886K +7,500 New
JP Morgan Chase
15
JP Morgan Chase
New York
$823K +$803K +6,800 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$646K +$629K +5,330 New
DWT
17
Dorsey & Whitney Trust
South Dakota
$346K +$337K +2,857 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$319K +$311K +2,633 New
WS
19
Wedbush Securities
California
$228K +$222K +1,884 New
SI
20
Stephens Inc
Arkansas
$225K +$220K +1,862 New
HHAM
21
HITE Hedge Asset Management
Massachusetts
$207K +$236K +2,000 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$203K +$198K +1,680 New
DADC
23
D.A. Davidson & Co
Montana
$132K +$129K +1,095 New
US Bancorp
24
US Bancorp
Minnesota
$79K +$76.8K +650 New
AIG
25
American International Group
New York
$66K +$64.4K +545 New