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EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.2M -$895 -20 -0%
MGAM
2
McGowan Group Asset Management
Texas
$24M +$560K +12,529 +2%
UBS Group
3
UBS Group
Switzerland
$15.4M +$641K +14,341 +4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$9.57M -$15.9K -355 -0.2%
SIA
5
Sit Investment Associates
Minnesota
$8.45M +$2.47M +55,278 +40%
TB
6
Terril Brothers
Missouri
$8.28M -$71.7K -1,604 -0.8%
COLIM
7
City of London Investment Management
United Kingdom
$7.62M +$3.8M +84,933 +94%
Bank of America
8
Bank of America
North Carolina
$6.99M +$383K +8,573 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.89M +$124K +2,772 +2%
SEIA
10
Signature Estate & Investment Advisors
California
$6.19M -$341K -7,623 -5%
GC
11
Guggenheim Capital
Illinois
$6.11M -$1.83M -40,940 -23%
HI
12
HBK Investments
Texas
$5.51M +$18.6K +415 +0.3%
AAM
13
Advisors Asset Management
Colorado
$5.42M -$161K -3,607 -3%
RPA
14
Rock Point Advisors
Vermont
$5.12M +$276K +6,176 +6%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$4.66M +$127K +2,848 +3%
KACA
16
Kayne Anderson Capital Advisors
California
$4.59M +$2.56M +57,280 +119%
WAM
17
Wolverine Asset Management
Illinois
$4.46M +$358K +8,013 +8%
Wells Fargo
18
Wells Fargo
California
$3.9M +$93.7K +2,095 +2%
HighTower Advisors
19
HighTower Advisors
Illinois
$3.79M -$9.62K -215 -0.2%
QPWM
20
Quadrant Private Wealth Management
Pennsylvania
$3.22M +$3.31M +73,929 New
Ameriprise
21
Ameriprise
Minnesota
$2.93M +$210K +4,687 +7%
HHAM
22
HITE Hedge Asset Management
Massachusetts
$2.6M +$335K +7,483 +14%
Goldman Sachs
23
Goldman Sachs
New York
$2.35M +$409K +9,136 +20%
Invesco
24
Invesco
Georgia
$1.19M +$45.7K +1,022 +4%
ClearBridge Investments
25
ClearBridge Investments
New York
$951K +$31.1K +696 +3%
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