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EMO

ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.5M +$1M +17,362 +9%
MGAM
2
McGowan Group Asset Management
Texas
$12M +$1.2M +20,855 +11%
UBS Group
3
UBS Group
Switzerland
$8.23M +$176K +3,061 +2%
AAM
4
Advisors Asset Management
Colorado
$7.67M +$157K +2,726 +2%
Bank of America
5
Bank of America
North Carolina
$7.36M -$44.8K -778 -0.6%
GC
6
Guggenheim Capital
Illinois
$6.72M -$153K -2,660 -2%
TB
7
Terril Brothers
Missouri
$6.58M -$145K -2,512 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.57M +$237K +4,118 +4%
SIA
9
Sit Investment Associates
Minnesota
$3M -$2.61M -45,272 -46%
Ameriprise
10
Ameriprise
Minnesota
$2.91M -$954K -16,556 -25%
Wells Fargo
11
Wells Fargo
California
$2.54M -$304K -5,273 -11%
QPWM
12
Quadrant Private Wealth Management
Pennsylvania
$2.44M
1832 Asset Management
13
1832 Asset Management
Ontario, Canada
$2.11M +$2.13M +37,000 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.93M +$26.5K +460 +1%
SIA
15
SeaBridge Investment Advisors
New Jersey
$1.26M -$108K -1,882 -8%
Invesco
16
Invesco
Georgia
$1.11M +$210K +3,644 +23%
CF
17
Centaurus Financial
California
$1.03M +$79K +1,371 +8%
Goldman Sachs
18
Goldman Sachs
New York
$856K -$178K -3,081 -17%
US Bancorp
19
US Bancorp
Minnesota
$751K
JMPWA
20
JP Morgan Private Wealth Advisors
California
$633K
LWAC
21
Laurel Wealth Advisors (California)
California
$528K
RJA
22
Raymond James & Associates
Florida
$500K +$62.7K +1,088 +14%
SI
23
Stephens Inc
Arkansas
$498K +$404 +7 +0.1%
Citigroup
24
Citigroup
New York
$401K +$59K +1,024 +17%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$396K -$346 -6 -0.1%