EFC

Ellington Financial
EFC

Overview Fund Activity

79 hedge funds and large institutions have $372M invested in Ellington Financial in 2014 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 28 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
+11
Holders Change %
+16.18%
% of All Funds
2.29%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
22
Increased
28
Reduced
14
Closed
9
Calls
$196K
Puts
$8.01M
Net Calls
-$7.81M
Net Calls Change
-$7.68M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$40.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.48M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$24.6M
4
Acadian Asset Management
4
Acadian Asset Management
Massachusetts
$3.99M
5
CHAM
5
Clear Harbor Asset Management
Connecticut
$3.49M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$52.3M
2
BTS
2
BB&T Securities
Virginia
$0
3
MVP
3
Miller Value Partners
Florida
$37.1M
4
BGA
4
Belmont Global Advisors
Texas
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
51
Raymond James & Associates
Florida
$340K -$21.4K -962 -6%
ST
52
Spot Trading
Illinois
$340K +$335K +15,116 +7,338%
CPA
53
Cowen Prime Advisors
New York
$333K +$111K +5,000 +50%
TC
54
TFS Capital
Pennsylvania
$248K -$121K -5,452 -33%
WKWM
55
Walter & Keenan Wealth Management
Indiana
$233K – – –
BT
56
Beacon Trust
New Jersey
$232K – – –
TMC
57
Trellus Management Company
Florida
$222K +$222K +10,000 New
Commonwealth Equity Services
58
Commonwealth Equity Services
Massachusetts
$215K -$2.62K -118 -1%
Barclays
59
Barclays
United Kingdom
$149K +$93.4K +4,254 +168%
Group One Trading
60
Group One Trading
Illinois
$124K -$85.4K -3,854 -41%
Northern Trust
61
Northern Trust
Illinois
$104K -$151K -6,807 -59%
EWM
62
Edge Wealth Management
New York
$89K +$89K +4,000 New
Invesco
63
Invesco
Georgia
$84K -$58.5K -2,622 -41%
First Manhattan
64
First Manhattan
New York
$83K -$5.54K -250 -6%
Citigroup
65
Citigroup
New York
$80K +$25.8K +1,159 +47%
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$77K +$44K +2,000 +133%
SNT
67
Security National Trust
West Virginia
$44K – – –
US Bancorp
68
US Bancorp
Minnesota
$44K +$30.8K +1,400 +233%
FNBT
69
FineMark National Bank & Trust
Florida
$33K +$11K +500 +50%
Ameriprise
70
Ameriprise
Minnesota
$27K -$2.7K -120 -9%
SCA
71
Strategic Capital Alternatives
United States
$27K +$27K +1,212 New
Credit Agricole
72
Credit Agricole
France
$24K +$24K +1,100 New
WRM
73
Westport Resources Management
Connecticut
$24K +$24K +1,100 New
LTFS
74
Ladenburg Thalmann Financial Services
Florida
$22K – – –
OCM
75
One Capital Management
California
$11K +$11K +500 New
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3
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