First Manhattan’s Ellington Financial EFC Stock Holding History

First Manhattan’s Portfolio EFC Stock Details EFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-300	Closed	-$5K	–	1390
2016 Q3	$5K	Hold	300	–	–	﹤0.01%	1255
2016 Q2	$5K	Hold	300	–	–	﹤0.01%	1308
2016 Q1	$5K	Hold	300	–	–	﹤0.01%	1242
2015 Q4	$5K	Sell	300 -578	-66%	-$10.2K	﹤0.01%	1258
2015 Q3	$15K	Sell	878 -2,870	-77%	-$52.7K	﹤0.01%	1123
2015 Q2	$69K	Hold	3,748	–	–	﹤0.01%	899
2015 Q1	$74K	Hold	3,748	–	–	﹤0.01%	893
2014 Q4	$74K	Hold	3,748	–	–	﹤0.01%	901
2014 Q3	$83K	Sell	3,748 -250	-6%	-$5.95K	﹤0.01%	854
2014 Q2	$95K	Hold	3,998	–	–	﹤0.01%	827
2014 Q1	$95K	Buy	3,998 +1,128	+39%	+$27K	﹤0.01%	808
2013 Q4	$65K	Buy	2,870 +1,270	+79%	+$29.3K	﹤0.01%	879
2013 Q3	$35K	Hold	1,600	–	–	﹤0.01%	996
2013 Q2	$36K	Buy	+1,600	New	+$39.3K	﹤0.01%	986

Other funds holding EFC

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

SOMRS

State of Michigan Retirement System Lansing, Michigan $18.9B AUM 27.96% 1-Year Est. Return

Omega Advisors New York $1.02B AUM 7% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

EMG

Ellington Management Group Old Greenwich, Connecticut $676M AUM 23.65% 1-Year Est. Return

BBR Partners New York $1.79B AUM 16.83% 1-Year Est. Return

RGREA

Ranger Global Real Estate Advisors Denver, Colorado $232M AUM 20.95% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

MWM

Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return

First Manhattan's EFC Position: Q4 2016 in Review

First Manhattan sold out of Ellington Financial (EFC) in Q4 2016, closing a stake of 300 shares — an estimated $5K sold.

First Manhattan first reported a position in EFC in Q2 2013 and held it in 14 quarters. The position peaked at $95K in Q2 2014. 52 funds tracked by Wall St. Rank hold EFC as of Q4 2016.

First Manhattan reported no remaining Ellington Financial position as of Q4 2016 after selling out during the quarter.
First Manhattan sold 300 Ellington Financial shares in Q4 2016, an estimated $5K.
First Manhattan first reported a position in Ellington Financial in Q2 2013 and held it in 14 quarters.
First Manhattan's Ellington Financial position peaked at $95K in Q2 2014.
52 funds tracked by Wall St. Rank held Ellington Financial as of Q4 2016.

Based on First Manhattan's 13F filing for Q4 2016, filed 25 Jan 2017.