EFC

Ellington Financial
EFC

Overview Fund Activity

64 hedge funds and large institutions have $307M invested in Ellington Financial in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+8
Holders Change %
+14.29%
% of All Funds
1.86%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
16
Increased
22
Reduced
13
Closed
7
Calls
$941K
Puts
$4.03M
Net Calls
-$3.09M
Net Calls Change
-$773K

Top Buyers

1
CLG
1
Cooperman Leon G
$8.45M
2
Bank of America
2
Bank of America
North Carolina
$4.86M
3
SCM
3
Summit Capital Management
Washington
$2.62M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$2.55M
5
Deutsche Bank
5
Deutsche Bank
Germany
$2.65M

Top Sellers

1
SAM
1
Serengeti Asset Management
New York
$0
2
CCMLC
2
Cardinal Capital Management LLC (Connecticut)
Connecticut
$0
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$78.1M
4
NTCOC
4
Northern Trust Company of Connecticut
Connecticut
$107K
5
PG
5
PEAK6 Group
Illinois
$1.48M
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
51
Spot Trading
Illinois
$74K +$74K +3,280 New
First Manhattan
52
First Manhattan
New York
$65K +$28.8K +1,270 +79%
Citigroup
53
Citigroup
New York
$52K +$15.8K +700 +44%
SNT
54
Security National Trust
West Virginia
$45K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$34K – – –
AIG
56
American International Group
New York
$27.2K – – –
Ameriprise
57
Ameriprise
Minnesota
$27K -$4.5K -200 -14%
FNBT
58
FineMark National Bank & Trust
Florida
$23K +$23K +1,000 New
AllianceBernstein
59
AllianceBernstein
Tennessee
$23K +$23K +1,000 New
US Bancorp
60
US Bancorp
Minnesota
$14K +$4.67K +200 +50%
TRCT
61
Tower Research Capital (TRC)
New York
$10K +$4.32K +190 +76%
FMII
62
Farmers & Merchants Investments Inc
Nebraska
$5K +$5K +220 New
Manulife (Manufacturers Life Insurance)
63
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21 +$5 +212 +30%
SAM
64
Serengeti Asset Management
New York
– -$12.1M -540,000 Closed
CCMLC
65
Cardinal Capital Management LLC (Connecticut)
Connecticut
– -$6.95M -309,460 Closed
KCM
66
Key Colony Management
Arkansas
– -$1.2M -53,328 Closed
BIG
67
Blackthorn Investment Group
Kansas
– -$674K -30,000 Closed
Jane Street
68
Jane Street
New York
– -$465K -20,686 Closed
ZIM
69
Zacks Investment Management
Illinois
– -$280K -12,464 Closed
PCM
70
Prelude Capital Management
New York
– -$235K -10,450 Closed
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