EFC

Ellington Financial
EFC

Overview Fund Activity

56 hedge funds and large institutions have $292M invested in Ellington Financial in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-1
Holders Change %
-1.75%
% of All Funds
1.82%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
6
Increased
15
Reduced
22
Closed
7
Calls
$794K
Puts
$3.11M
Net Calls
-$2.31M
Net Calls Change
-$1.31M

Top Buyers

1
DRZID
DePrince Race & Zollo Inc (DRZ)
Florida
$10.9M
2
RFC
Russell Frank Company
Washington
$1.82M
3
PG
PEAK6 Group
Illinois
$1.58M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$79.8M
5
SAM
Serengeti Asset Management
New York
$12.1M

Top Sellers

1
EC
EJF Capital
Virginia
$2.14M
2
Renaissance Technologies
Renaissance Technologies
New York
$0
3
Deutsche Bank
Deutsche Bank
Germany
$238K
4
HHMI
Howard Hughes Medical Institute
Maryland
$0
5
Allianz Asset Management
Allianz Asset Management
Germany
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
26
TFS Capital
Pennsylvania
$690K +$243K +10,826 +54%
BIG
27
Blackthorn Investment Group
Kansas
$674K +$674K +30,000 New
RJA
28
Raymond James & Associates
Florida
$646K +$11.2K +500 +2%
BP
29
BBR Partners
New York
$611K – – –
Jane Street
30
Jane Street
New York
$465K +$78.4K +3,487 +20%
CCB
31
Cutter & Co Brokerage
Missouri
$453K +$91.6K +4,077 +25%
Barclays
32
Barclays
United Kingdom
$382K +$141K +6,400 +58%
IAM
33
ICM Asset Management
Washington
$370K – – –
Wells Fargo
34
Wells Fargo
California
$357K -$125K -5,550 -26%
SCG
35
Strategic Capital Group
Washington
$281K -$1.01M -45,027 -78%
ZIM
36
Zacks Investment Management
Illinois
$280K -$16.7K -745 -6%
GCP
37
GSA Capital Partners
United Kingdom
$267K -$106K -4,722 -28%
AA
38
ALPS Advisors
Colorado
$254K +$254K +11,316 New
Deutsche Bank
39
Deutsche Bank
Germany
$238K -$4.28M -190,827 -95%
PCM
40
Prelude Capital Management
New York
$235K +$60.7K +2,700 +35%
BT
41
Beacon Trust
New Jersey
$235K +$235K +10,438 New
GEM
42
Global Endowment Management
North Carolina
$202K +$202K +9,000 New
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$176K -$9.01K -400 -5%
Invesco
44
Invesco
Georgia
$125K -$244K -10,859 -66%
WRM
45
Westport Resources Management
Connecticut
$124K -$65.4K -2,900 -35%
SNT
46
Security National Trust
West Virginia
$45K – – –
Citigroup
47
Citigroup
New York
$36K – – –
First Manhattan
48
First Manhattan
New York
$35K – – –
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$34K – – –
Ameriprise
50
Ameriprise
Minnesota
$31K +$8.86K +400 +40%
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