|
76
|
Wells Fargo
San Francisco,
California
|
$4
|
–
|
–
|
–
|
|
|
77
|
Bramshill Investments
Naples,
Florida
|
–
|
-$6.41M
|
-982,578
|
Closed
|
|
|
78
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$258K
|
-39,635
|
Closed
|
|
|
79
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$257K
|
-39,350
|
Closed
|
|
|
80
|
CTC Alternative Strategies
Chicago,
Illinois
|
–
|
-$141K
|
-21,596
|
Closed
|
|
|
81
|
|
–
|
-$122K
|
-18,709
|
Closed
|
|
|
82
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$110K
|
-16,930
|
Closed
|
|
|
83
|
Oppenheimer & Co
New York
|
–
|
-$105K
|
-16,100
|
Closed
|
|
|
84
|
GC Wealth Management RIA
Cambridge,
Massachusetts
|
–
|
-$78.1K
|
-11,974
|
Closed
|
|
|
85
|
GeoWealth Management
Chicago,
Illinois
|
–
|
-$78K
|
-11,974
|
Closed
|
|
|
86
|
Thoroughbred Financial Services
Brentwood,
Tennessee
|
–
|
-$71K
|
-10,930
|
Closed
|
|
|
87
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$37K
|
-5,683
|
Closed
|
|
|
88
|
|
–
|
-$34.6K
|
-5,303
|
Closed
|
|
|
89
|
Farther Finance Advisors
San Francisco,
California
|
–
|
-$13K
|
-2,000
|
Closed
|
|
|
90
|
Livelsberger Financial Advisory
Ashland,
Ohio
|
–
|
-$8.44K
|
-1,295
|
Closed
|
|
