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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OC
51
Oppenheimer & Co
New York
$108K +$1.29K +191 +1%
AF
52
Allworth Financial
California
$104K
PAS
53
Park Avenue Securities
New York
$101K -$11.5K -1,712 -10%
CWM
54
Collaborative Wealth Management
Florida
$100K
WMA
55
West Michigan Advisors
Michigan
$89.3K +$2.14K +317 +2%
SL
56
Sentinus LLC
Illinois
$85.9K
Focus Partners Wealth
57
Focus Partners Wealth
Massachusetts
$85.2K
Citadel Advisors
58
Citadel Advisors
Florida
$84.4K +$87.9K +13,029 New
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$77.1K -$26.3K -3,897 -25%
VWA
60
VSM Wealth Advisory
Maryland
$74.4K +$77.4K +11,480 New
Susquehanna International Group
61
Susquehanna International Group
Pennsylvania
$73.6K +$76.7K +11,365 New
KPWS
62
Kestra Private Wealth Services
Texas
$71.1K
RF
63
RetireMitten Financial
Michigan
$64.8K +$67.4K +10,000 New
PWPS
64
Pinnacle Wealth Planning Services
Ohio
$42.1K -$4.48K -664 -9%
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$36.7K +$2.61K +387 +7%
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$29K +$506 +75 +2%
IA
67
IFG Advisory
Georgia
$25.9K +$27K +4,000 New
HI
68
Harbour Investments
Wisconsin
$22.3K +$22.8K +3,375 +5,720%
CA
69
CoreCap Advisors
Michigan
$21.6K -$20.2K -3,000 -47%
ASN
70
Advisory Services Network
Georgia
$19.9K +$20.8K +3,078 New
TWC
71
TD Waterhouse Canada
Ontario, Canada
$19.6K +$20.2K +3,000 New
AIM
72
Axiom Investment Management
New York
$18.8K +$19.6K +2,901 New
NWMP
73
Noble Wealth Management PBC
Colorado
$18.8K
WA
74
WPG Advisers
Maryland
$18.2K +$978 +145 +5%
FIA
75
FNY Investment Advisers
New York
$11K +$12.1K +1,800 New