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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
51
Lazard Asset Management
New York
$119K
HSA
52
HBK Sorce Advisory
Pennsylvania
$111K -$3.06K -346 -3%
Cetera Investment Advisers
53
Cetera Investment Advisers
Illinois
$107K +$3.45K +390 +3%
ASN
54
Advisory Services Network
Georgia
$104K -$24.5K -2,765 -20%
KPWS
55
Kestra Private Wealth Services
Texas
$100K
SIC
56
Samalin Investment Counsel
New York
$95K +$91.5K +10,331 New
PWPS
57
Pinnacle Wealth Planning Services
Ohio
$92K -$2.95K -333 -3%
MOS
58
MGO One Seven
Ohio
$92K -$345 -39 -0.4%
WMA
59
West Michigan Advisors
Michigan
$92K +$88.5K +10,000 New
CA
60
CoreCap Advisors
Michigan
$82K +$79.6K +8,990 New
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$37K +$36.2K +4,086 New
Wells Fargo
62
Wells Fargo
California
$26K
SIC
63
Salem Investment Counselors
North Carolina
$23K
AA
64
Addison Advisors
Vermont
$20K
CFD
65
Creative Financial Designs
Indiana
$16K
HNWAG
66
High Net Worth Advisory Group
Florida
$14K +$13.3K +1,500 New
Carson Wealth (CWM LLC)
67
Carson Wealth (CWM LLC)
Nebraska
$12K +$12K +1,358 New
CBT
68
CoreFirst Bank & Trust
Kansas
$7K
AIP
69
Ahrens Investment Partners
Louisiana
$7K +$7.08K +800 New
SCA
70
Snowden Capital Advisors
New York
$5K +$5.29K +597 New
US Bancorp
71
US Bancorp
Minnesota
$4K
TRCT
72
Tower Research Capital (TRC)
New York
$3K +$1.77K +200 +200%
CA
73
Centerpoint Advisors
Massachusetts
$3K +$2.67K +302 New
Northern Trust
74
Northern Trust
Illinois
$1K
Jane Street
75
Jane Street
New York
-$204K -23,164 Closed