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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$95K +$93.5K +10,817 New
PWPS
52
Pinnacle Wealth Planning Services
Ohio
$91K -$69 -8 -0.1%
MOS
53
MGO One Seven
Ohio
$89K -$104 -12 -0.1%
TFO
54
Tarbox Family Office
California
$64K +$63.1K +7,300 New
ASN
55
Advisory Services Network
Georgia
$40K +$38.9K +4,500 New
EWM
56
Edge Wealth Management
New York
$35K
SPIA
57
Steward Partners Investment Advisory
New York
$33K +$32.8K +3,797 New
HI
58
Harbour Investments
Wisconsin
$23K
SIC
59
Salem Investment Counselors
North Carolina
$22K
AA
60
Addison Advisors
Vermont
$19K +$18.8K +2,179 New
CFD
61
Creative Financial Designs
Indiana
$15K
CFGS
62
Concourse Financial Group Securities
Alabama
$15K +$14.7K +1,700 New
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$12K
CBT
64
CoreFirst Bank & Trust
Kansas
$7K
APWA
65
Atlas Private Wealth Advisors
New Jersey
$6K
US Bancorp
66
US Bancorp
Minnesota
$4K
Northern Trust
67
Northern Trust
Illinois
$1K
SCM
68
Saba Capital Management
New York
-$5.68M -673,429 Closed
TJHA
69
Thomas J. Herzfeld Advisors
Florida
-$775K -91,776 Closed
CC
70
Claybrook Capital
Massachusetts
-$268K -31,750 Closed
MIG
71
Mariner Investment Group
New York
-$141K -16,700 Closed
IAIM
72
International Assets Investment Management
Florida
-$33K -3,962 Closed
EVM
73
Eaton Vance Management
Massachusetts
-$3.46K -400 -99%
GWM
74
Geneos Wealth Management
Colorado
-$2K -322 Closed
SFS
75
Sowell Financial Services
Arkansas
-$1K -164 Closed