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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
51
B. Riley Wealth Management
Tennessee
$134K +$131K +15,900 New
BRWA
52
B. Riley Wealth Advisors
Florida
$119K +$116K +14,093 New
APA
53
American Portfolios Advisors
New York
$106K +$104K +12,585 New
HSA
54
HBK Sorce Advisory
Pennsylvania
$104K -$273K -32,989 -73%
KPWS
55
Kestra Private Wealth Services
Texas
$93K
PWPS
56
Pinnacle Wealth Planning Services
Ohio
$88K -$1.48K -179 -2%
MOS
57
MGO One Seven
Ohio
$85K -$74 -9 -0.1%
EWM
58
Edge Wealth Management
New York
$34K -$107K -13,000 -76%
IAIM
59
International Assets Investment Management
Florida
$33K +$16.4K +1,981 +100%
HI
60
Harbour Investments
Wisconsin
$22K +$21.9K +2,645 New
SIC
61
Salem Investment Counselors
North Carolina
$21K -$26.5K -3,206 -56%
CFD
62
Creative Financial Designs
Indiana
$14K
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$12K
APWA
64
Atlas Private Wealth Advisors
New Jersey
$6K
CBT
65
CoreFirst Bank & Trust
Kansas
$6K
EVM
66
Eaton Vance Management
Massachusetts
$3K +$3.34K +404 New
US Bancorp
67
US Bancorp
Minnesota
$3K +$3.38K +409 New
HNB
68
Huntington National Bank
Ohio
$2K
GWM
69
Geneos Wealth Management
Colorado
$2K +$2.66K +322 New
Northern Trust
70
Northern Trust
Illinois
$1K -$31K -3,746 -23%
SFS
71
Sowell Financial Services
Arkansas
$1K -$215 -26 -14%
PAM
72
Panagora Asset Management
Massachusetts
$1K +$835 +101 New
AIC
73
Ameritas Investment Company
Nebraska
$506 +$496 +60 New
AA
74
AQR Arbitrage
Connecticut
-$657K -80,469 Closed
CCFM
75
Clear Creek Financial Management
Washington
-$466K -57,188 Closed