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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PWPS
51
Pinnacle Wealth Planning Services
Ohio
$86K +$81.1K +10,547 New
MOS
52
MGO One Seven
Ohio
$83K -$11.5K -1,494 -13%
FIA
53
FNY Investment Advisers
New York
$83K +$78.5K +10,204 New
SIC
54
Salem Investment Counselors
North Carolina
$46K +$4.55K +591 +12%
ASN
55
Advisory Services Network
Georgia
$37K
PFO
56
Pathstone Family Office
New Jersey
$21K
IAIM
57
International Assets Investment Management
Florida
$16K +$15.2K +1,981 New
CFD
58
Creative Financial Designs
Indiana
$14K
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$12K
APWA
60
Atlas Private Wealth Advisors
New Jersey
$6K -$42.3K -5,500 -89%
CBT
61
CoreFirst Bank & Trust
Kansas
$6K +$5.77K +750 New
RIA
62
RPG Investment Advisory
California
$4K
HNB
63
Huntington National Bank
Ohio
$2K
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$2K
SFS
65
Sowell Financial Services
Arkansas
$2K +$200 +26 +16%
WLPWM
66
Walled Lake Planning & Wealth Management
Illinois
$1K -$831 -108 -49%
Northern Trust
67
Northern Trust
Illinois
$1K +$28.8K +3,746 +30%
WAM
68
Wolverine Asset Management
Illinois
-$507K -69,537 Closed
BRWM
69
B. Riley Wealth Management
Tennessee
-$138K -18,900 Closed
HighTower Advisors
70
HighTower Advisors
Illinois
-$112K -15,364 Closed
Ameriprise
71
Ameriprise
Minnesota
-$83K -11,348 Closed
Jane Street
72
Jane Street
New York
-$80K -10,957 Closed
Truist Financial
73
Truist Financial
North Carolina
-$77K -10,474 Closed
CFGS
74
Concourse Financial Group Securities
Alabama
-$62.4K -8,113 Closed
Barclays
75
Barclays
United Kingdom
-$10K -1,180 Closed