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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DA
51
Doliver Advisors
Texas
$89K -$15.4K -2,239 -15%
Truist Financial
52
Truist Financial
North Carolina
$76K +$73.9K +10,774 New
PAG
53
Private Advisor Group
New Jersey
$50K +$48.6K +7,075 New
CFGS
54
Concourse Financial Group Securities
Alabama
$49K +$20.6K +3,000 +77%
APWA
55
Atlas Private Wealth Advisors
New Jersey
$44K +$42.6K +6,200 New
PFO
56
Pathstone Family Office
New Jersey
$19K +$2.03K +296 +12%
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$12K
CFD
58
Creative Financial Designs
Indiana
$12K
RIA
59
RPG Investment Advisory
California
$4K +$3.43K +500 New
HNB
60
Huntington National Bank
Ohio
$2K
WLPWM
61
Walled Lake Planning & Wealth Management
Illinois
$2K +$41 +6 +3%
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$2K +$1.83K +267 New
Northern Trust
63
Northern Trust
Illinois
$1K
SFS
64
Sowell Financial Services
Arkansas
$1K
Bank of Montreal
65
Bank of Montreal
Ontario, Canada
-$2.85M -465,000 Closed
Citadel Advisors
66
Citadel Advisors
Florida
-$304K -47,599 Closed
LA
67
LexAurum Advisors
Kansas
-$213K -33,415 Closed
BRWM
68
B. Riley Wealth Management
Tennessee
-$111K -17,400 Closed
PCM
69
Price Capital Management
Louisiana
-$82K -12,845 Closed
ASN
70
Advisory Services Network
Georgia
-$29K -4,500 Closed
PA
71
Parallel Advisors
California
-$4K -730 Closed
MF
72
Manchester Financial
California
+$7 +1 +3%