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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFM
51
Signet Financial Management
New Jersey
$40K
ASN
52
Advisory Services Network
Georgia
$36K
SWM
53
SeaCrest Wealth Management
New York
$36K
IA
54
IFP Advisors
Florida
$33K +$105 +13 +0.3%
MGIA
55
Moneta Group Investment Advisors
Missouri
$32K +$32.6K +4,055 New
CF
56
Centaurus Financial
California
$22K +$21.7K +2,700 New
Citigroup
57
Citigroup
New York
$12K -$4.15K -516 -26%
AA
58
Apriem Advisors
California
$12K +$12.1K +1,500 New
KL
59
KWMG LLC
Kansas
$12K +$12.1K +1,500 New
SF
60
Synovus Financial
Georgia
$7K
Manulife (Manufacturers Life Insurance)
61
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K +$3.56K +442 +221%
SEI Investments
62
SEI Investments
Pennsylvania
$2K +$1.84K +229 New
FIA
63
FNY Investment Advisers
New York
$2K +$2.17K +270 New
Bessemer Group
64
Bessemer Group
New Jersey
-$1.01M -125,400 Closed
WAM
65
Wolverine Asset Management
Illinois
-$638K -79,410 Closed
CRC
66
Curi RMB Capital
Illinois
-$202K -25,122 Closed
MML Investors Services
67
MML Investors Services
Massachusetts
-$130K -16,225 Closed
Cambridge Investment Research Advisors
68
Cambridge Investment Research Advisors
Iowa
-$90K -11,138 Closed
HB
69
Homrich & Berg
Georgia
-$80K -10,000 Closed
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
-$10K -1,252 Closed
JA
71
JOYN Advisors
Georgia
+$24 +3 New