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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
51
B. Riley Wealth Management
Tennessee
$37K
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$36K
ASN
53
Advisory Services Network
Georgia
$34K
PIA
54
Peachtree Investment Advisors
Georgia
$26K +$631 +72 +2%
NMIS
55
Northwestern Mutual Investment Services
Wisconsin
$19K +$20.2K +2,300 New
Manulife (Manufacturers Life Insurance)
56
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K
TRCT
57
Tower Research Capital (TRC)
New York
$1K -$456 -52 -40%
DS
58
DRW Securities
Illinois
-$396K -45,000 Closed
KSCM
59
Kamunting Street Capital Management
Florida
-$314K -35,641 Closed
TC
60
TFS Capital
Pennsylvania
-$299K -34,032 Closed
AWA
61
Arete Wealth Advisors
Illinois
-$224K -25,345 Closed
Fifth Third Bancorp
62
Fifth Third Bancorp
Ohio
-$201K -22,875 Closed
Truist Financial
63
Truist Financial
North Carolina
-$103K -11,737 Closed
PFSC
64
Peoples Financial Services Corp
Pennsylvania
-$16K -1,800 Closed
WA
65
WFG Advisors
Texas
-$9.26K -1,057 -99%
Creative Planning
66
Creative Planning
Kansas
-$9K -1,027 Closed
Deutsche Bank
67
Deutsche Bank
Germany
-$8K -1,018 Closed
RFA
68
Reilly Financial Advisors
California
-$9K -1,000 Closed
MA
69
MUFG Americas
New York
-$3K -352 Closed
Wells Fargo
70
Wells Fargo
California
-$9 -1 Closed