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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NES
51
New England Securities
New York
$1K
WAM
52
Wolverine Asset Management
Illinois
-$694K -77,146 Closed
RCM
53
Rivernorth Capital Management
Florida
-$489K -54,302 Closed
OC
54
Oppenheimer & Co
New York
-$355K -39,454 Closed
DA
55
Doliver Advisors
Texas
-$339K -37,637 Closed
Nomura Holdings
56
Nomura Holdings
Japan
-$160K -17,751 Closed
IH
57
IFC Holdings
Florida
-$114K -12,792 Closed
WS
58
Wedbush Securities
California
-$97K -10,726 Closed
PFO
59
Pathstone Family Office
New Jersey
-$62K -6,863 Closed
M&T Bank
60
M&T Bank
New York
-$36K -4,035 Closed
Fifth Third Bancorp
61
Fifth Third Bancorp
Ohio
-$13K -1,400 Closed
CTC
62
Central Trust Company
Missouri
-$6K -700 Closed
MA
63
MUFG Americas
New York
+$488 +54 New