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EAD

Allspring Income Opportunities Fund
EAD

66 hedge funds and large institutions have $124M invested in Allspring Income Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

20% more funds holding

Funds holding: 55 → 66 (+11)

11% more capital invested

Capital invested by funds: $112M → $124M (+$12.5M)

2.2% more ownership

Funds ownership: 16.29% → 18.49% (+2.2%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
66
Holders Change
+11
Holders Change %
+20%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
17
Increased
20
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$3.83M
2
AAM
Advisors Asset Management
Colorado
+$2.74M
3
TAM
Trust Asset Management
Texas
+$2.22M
4
SG Americas Securities
SG Americas Securities
New York
+$2.12M
5
WAM
Wolverine Asset Management
Illinois
+$940K

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$2.74M
2
SCM
Saba Capital Management
New York
-$1.84M
3
GC
Guggenheim Capital
Illinois
-$1.7M
4
LPL Financial
LPL Financial
California
-$1.45M
5
Wells Fargo
Wells Fargo
California
-$429K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAM
26
PVG Asset Management
Colorado
$550K +$552K +61,840 New
CIA
27
Capital Investment Advisors
Georgia
$544K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$516K +$57.2K +6,413 +12%
RCM
29
Rivernorth Capital Management
Florida
$465K +$467K +52,342 New
LCM
30
Landscape Capital Management
New Jersey
$454K +$169K +18,881 +59%
HCM
31
Hollencrest Capital Management
California
$441K +$124K +13,915 +39%
Bank of America
32
Bank of America
North Carolina
$377K -$370K -41,437 -49%
CBB
33
Citizens Business Bank
California
$376K +$377K +42,278 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$235K +$31.6K +3,537 +15%
AWA
35
Arete Wealth Advisors
Illinois
$225K – – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$217K +$199K +22,330 +1,087%
JP Morgan Chase
37
JP Morgan Chase
New York
$204K – – –
UR
38
USCA RIA
Texas
$204K +$205K +23,000 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$203K – – –
AIG
40
American International Group
New York
$201K +$22.7K +2,548 +13%
BA
41
BlackRock Advisors
Delaware
$176K -$183K -20,476 -51%
TSS
42
Two Sigma Securities
New York
$171K +$171K +19,186 New
NPC
43
National Planning Corporation
California
$160K -$3.57K -400 -2%
BFM
44
Boothbay Fund Management
New York
$157K +$157K +17,640 New
NL
45
NWAM LLC
Washington
$123K +$2.19K +245 +2%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$121K -$36.9K -4,137 -23%
US Bancorp
47
US Bancorp
Minnesota
$92K – – –
BNP Paribas Financial Markets
48
BNP Paribas Financial Markets
France
$66.7K -$2.74M -307,443 -98%
MFS
49
MSI Financial Services
Massachusetts
$57K +$937 +105 +2%
Creative Planning
50
Creative Planning
Kansas
$52K +$15K +1,682 +41%
1
2
3

EAD Hedge Fund Activity: Q4 2014 in Review

66 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q4 2014, worth a combined $124M — up 11% from $112M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EAD positions and 5 closed out — a net gain of 12 holders — while 20 added to existing stakes and 15 trimmed.

The largest buyer was City of London Investment Management, opening a new position worth an estimated $3.83M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.74M.

  • 66 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q4 2014, up from 55 in Q3 2014.
  • Funds reported $124M of Allspring Income Opportunities Fund stock for Q4 2014, up 11% quarter-over-quarter.
  • 17 funds opened new Allspring Income Opportunities Fund positions in Q4 2014 and 5 closed out, a net change of +12 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q4 2014 was City of London Investment Management, an estimated $3.83M added.
  • The largest Allspring Income Opportunities Fund seller in Q4 2014 was BNP Paribas Financial Markets, an estimated $2.74M sold.

Based on aggregated 13F filings for Q4 2014.