DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

58 hedge funds and large institutions have $30.8M invested in BNY Mellon Strategic Municipal Bond Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
58
Holders Change
+5
Holders Change %
+9.43%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
18
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$557K
2
EFS
2
Essex Financial Services
Connecticut
$265K
3
AWA
3
Arete Wealth Advisors
Illinois
$2.76M
4
SWM
4
SeaCrest Wealth Management
New York
$244K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.48M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$3.94M
2
NPC
2
National Planning Corporation
California
$0
3
DA
3
Doliver Advisors
Texas
$0
4
LCM
4
Laurion Capital Management
New York
$0
5
Invesco
5
Invesco
Georgia
$2.9M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$3.94M 461,257 -273,443 -37%
Invesco
2
Invesco
Georgia
$2.9M 338,959 -6,843 -2%
AWA
3
Arete Wealth Advisors
Illinois
$2.76M 322,660 +29,327 +10%
UBS Group
4
UBS Group
Switzerland
$2.06M 240,816 +554 +0.2%
SIA
5
Sit Investment Associates
Minnesota
$2.02M 236,174 – –
Ameriprise
6
Ameriprise
Minnesota
$1.66M 194,582 +397 +0.2%
Nuveen Asset Management
7
Nuveen Asset Management
Illinois
$1.58M 185,172 – –
Morgan Stanley
8
Morgan Stanley
New York
$1.48M 173,044 +25,930 +18%
RJA
9
Raymond James & Associates
Florida
$1.24M 145,486 +5,708 +4%
PMG
10
ProVise Management Group
Florida
$1.05M 123,135 +100 +0.1%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1M 116,938 +7 +0%
Wells Fargo
12
Wells Fargo
California
$924K 108,106 +4,740 +5%
VanEck Associates
13
VanEck Associates
New York
$782K 91,512 +3,236 +4%
Bank of America
14
Bank of America
North Carolina
$661K 77,334 +7,166 +10%
LPL Financial
15
LPL Financial
California
$557K 65,150 +65,150 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$461K 53,829 +1,485 +3%
LWAC
17
Laurel Wealth Advisors (California)
California
$396K 46,341 +771 +2%
CIA
18
Capital Investment Advisors
Georgia
$391K 45,710 – –
MIAN
19
Mariner Independent Advisor Network
Kansas
$379K 44,306 – –
M&T Bank
20
M&T Bank
New York
$296K 34,602 – –
IAMOG
21
Investors Asset Management of Georgia
Georgia
$286K 33,500 – –
YP
22
Yellowstone Partners
Idaho
$284K 33,236 – –
EFS
23
Essex Financial Services
Connecticut
$265K 31,017 +31,017 New
SWM
24
SeaCrest Wealth Management
New York
$244K 28,596 +28,596 New
HCM
25
Hollencrest Capital Management
California
$237K 27,740 – –
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