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DSM

BNY Mellon Strategic Municipal Bond Fund

39 hedge funds and large institutions have $16.7M invested in BNY Mellon Strategic Municipal Bond Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

15% more funds holding

Funds holding: 3439 (+5)

0% more capital invested

Capital invested by funds: $16.6M → $16.7M (+$71.4K)

0.09% more ownership

Funds ownership: 4.49%4.57% (+0.09%)

57% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 14

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
6
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$2.73M -$1.91M -257,432 -41%
Morgan Stanley
2
Morgan Stanley
New York
$2.48M +$814K +109,459 +49%
N
3
Nuveen
North Carolina
$1.58M
GC
4
Guggenheim Capital
Illinois
$1.58M -$404K -54,348 -20%
RJA
5
Raymond James & Associates
Florida
$955K +$395K +53,180 +70%
Wells Fargo
6
Wells Fargo
California
$740K -$115K -15,515 -13%
MIG
7
Mariner Investment Group
New York
$695K +$696K +93,620 New
HighTower Advisors
8
HighTower Advisors
Illinois
$681K -$82.5K -11,089 -11%
VKH
9
Virtu KCG Holdings
New York
$597K +$496K +66,694 +483%
LPL Financial
10
LPL Financial
California
$437K -$83.4K -11,217 -16%
EFS
11
Essex Financial Services
Connecticut
$379K +$28.3K +3,800 +8%
Invesco
12
Invesco
Georgia
$324K -$121K -16,287 -27%
CIA
13
Capital Investment Advisors
Georgia
$306K +$307K +41,290 New
PPA
14
Parametric Portfolio Associates
Washington
$262K +$7.35K +988 +3%
M&T Bank
15
M&T Bank
New York
$257K
PMG
16
ProVise Management Group
Florida
$256K -$164K -22,021 -39%
Bank of America
17
Bank of America
North Carolina
$230K -$15.1K -2,028 -6%
SG Americas Securities
18
SG Americas Securities
New York
$224K +$225K +30,198 New
HCM
19
Hollencrest Capital Management
California
$206K +$206K +27,740 New
YP
20
Yellowstone Partners
Idaho
$202K +$202K +27,174 New
VanEck Associates
21
VanEck Associates
New York
$191K -$22.5K -3,029 -11%
AIG
22
American International Group
New York
$184K +$78.1K +10,500 +74%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$172K -$26.9K -3,617 -13%
U
24
UBS
Switzerland
$157K -$39.4K -5,297 -20%
HK
25
Horizon Kinetics
New York
$142K

DSM Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipal Bond Fund (DSM) for Q4 2013, worth a combined $16.7M — up 0.43% from $16.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DSM positions and 6 closed out — a net gain of 5 holders — while 6 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $814K. The largest seller was Sit Investment Associates, cutting an estimated $1.91M.

  • 39 institutional investors held BNY Mellon Strategic Municipal Bond Fund (DSM) as of Q4 2013, up from 34 in Q3 2013.
  • Funds reported $16.7M of BNY Mellon Strategic Municipal Bond Fund stock for Q4 2013, up 0.43% quarter-over-quarter.
  • 11 funds opened new BNY Mellon Strategic Municipal Bond Fund positions in Q4 2013 and 6 closed out, a net change of +5 holders.
  • The largest BNY Mellon Strategic Municipal Bond Fund buyer in Q4 2013 was Morgan Stanley, an estimated $814K added.
  • The largest BNY Mellon Strategic Municipal Bond Fund seller in Q4 2013 was Sit Investment Associates, an estimated $1.91M sold.

Based on aggregated 13F filings for Q4 2013.