DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

39 hedge funds and large institutions have $16.7M invested in BNY Mellon Strategic Municipal Bond Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 6 closing their positions.

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
6
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.48M
2
MIG
2
Mariner Investment Group
New York
$695K
3
VKH
3
Virtu KCG Holdings
New York
$597K
4
RJA
4
Raymond James & Associates
Florida
$955K
5
CIA
5
Capital Investment Advisors
Georgia
$306K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$2.73M
2
GC
2
Guggenheim Capital
Illinois
$1.58M
3
PMG
3
ProVise Management Group
Florida
$256K
4
CS
4
Credit Suisse
Switzerland
$0
5
PP
5
Paloma Partners
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$2.73M 368,298 -257,432 -41%
Morgan Stanley
2
Morgan Stanley
New York
$2.48M 333,647 +109,459 +49%
Nuveen Asset Management
3
Nuveen Asset Management
Illinois
$1.58M 213,011 – –
GC
4
Guggenheim Capital
Illinois
$1.58M 212,852 -54,348 -20%
RJA
5
Raymond James & Associates
Florida
$955K 128,693 +53,180 +70%
Wells Fargo
6
Wells Fargo
California
$740K 99,812 -15,515 -13%
MIG
7
Mariner Investment Group
New York
$695K 93,620 +93,620 New
HighTower Advisors
8
HighTower Advisors
Illinois
$681K 91,730 -11,089 -11%
VKH
9
Virtu KCG Holdings
New York
$597K 80,514 +66,694 +483%
LPL Financial
10
LPL Financial
California
$437K 58,839 -11,217 -16%
EFS
11
Essex Financial Services
Connecticut
$379K 51,069 +3,800 +8%
Invesco
12
Invesco
Georgia
$324K 43,613 -16,287 -27%
CIA
13
Capital Investment Advisors
Georgia
$306K 41,290 +41,290 New
PPA
14
Parametric Portfolio Associates
Washington
$262K 35,285 +988 +3%
M&T Bank
15
M&T Bank
New York
$257K 34,602 – –
PMG
16
ProVise Management Group
Florida
$256K 34,452 -22,021 -39%
Bank of America
17
Bank of America
North Carolina
$230K 31,062 -2,028 -6%
SG Americas Securities
18
SG Americas Securities
New York
$224K 30,198 +30,198 New
HCM
19
Hollencrest Capital Management
California
$206K 27,740 +27,740 New
YP
20
Yellowstone Partners
Idaho
$202K 27,174 +27,174 New
VanEck Associates
21
VanEck Associates
New York
$191K 25,730 -3,029 -11%
AIG
22
American International Group
New York
$184K 24,748 +10,500 +74%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$172K 23,233 -3,617 -13%
U
24
UBS
Switzerland
$157K 21,098 -5,297 -20%
HK
25
Horizon Kinetics
New York
$142K 19,074 – –
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