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DSM

BNY Mellon Strategic Municipal Bond Fund

52 hedge funds and large institutions have $32M invested in BNY Mellon Strategic Municipal Bond Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

2% more funds holding

Funds holding: 5152 (+1)

0.33% more ownership

Funds ownership: 7.77%8.1% (+0.33%)

5% less capital invested

Capital invested by funds: $33.8M → $32M (-$1.81M)

Holders
52
Holders Change
+1
Holders Change %
+1.96%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$5.82M +$1.24M +150,634 +26%
SIA
2
Sit Investment Associates
Minnesota
$4.04M +$187K +22,653 +5%
LCM
3
Laurion Capital Management
New York
$2.54M +$2.61M +315,470 New
AWA
4
Arete Wealth Advisors
Illinois
$2.14M -$1.71K -207 -0.1%
UBS Group
5
UBS Group
Switzerland
$1.55M +$228K +27,597 +17%
N
6
Nuveen
North Carolina
$1.49M
AAM
7
Advisors Asset Management
Colorado
$1.4M -$132K -15,931 -8%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$1.13M -$78K -9,435 -6%
Morgan Stanley
9
Morgan Stanley
New York
$1.02M -$5.45K -659 -0.5%
RJA
10
Raymond James & Associates
Florida
$943K +$232K +28,041 +31%
Wells Fargo
11
Wells Fargo
California
$892K +$25.1K +3,040 +3%
PMG
12
ProVise Management Group
Florida
$853K +$20.2K +2,450 +2%
DA
13
Doliver Advisors
Texas
$749K +$769K +93,093 New
HighTower Advisors
14
HighTower Advisors
Illinois
$724K +$42.7K +5,169 +6%
Bank of America
15
Bank of America
North Carolina
$639K +$154K +18,679 +31%
VanEck Associates
16
VanEck Associates
New York
$624K -$280K -33,917 -30%
LPL Financial
17
LPL Financial
California
$506K -$54.8K -6,631 -10%
CIA
18
Capital Investment Advisors
Georgia
$395K
MIAN
19
Mariner Independent Advisor Network
Kansas
$356K
LWAC
20
Laurel Wealth Advisors (California)
California
$325K
IAMOG
21
Investors Asset Management of Georgia
Georgia
$285K -$33K -4,000 -10%
M&T Bank
22
M&T Bank
New York
$278K
SMC
23
Smith, Moore & Co
Missouri
$256K
EFS
24
Essex Financial Services
Connecticut
$243K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$241K

DSM Hedge Fund Activity: Q4 2016 in Review

52 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in BNY Mellon Strategic Municipal Bond Fund (DSM) for Q4 2016, worth a combined $32M — down 5.3% from $33.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DSM positions and 6 closed out — a net gain of 3 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $2.61M. The largest seller was Fiera Capital (Canada), exiting entirely with an estimated $3.9M sold.

  • 52 institutional investors held BNY Mellon Strategic Municipal Bond Fund (DSM) as of Q4 2016, up from 51 in Q3 2016.
  • Funds reported $32M of BNY Mellon Strategic Municipal Bond Fund stock for Q4 2016, down 5.3% quarter-over-quarter.
  • 9 funds opened new BNY Mellon Strategic Municipal Bond Fund positions in Q4 2016 and 6 closed out, a net change of +3 holders.
  • The largest BNY Mellon Strategic Municipal Bond Fund buyer in Q4 2016 was Laurion Capital Management, an estimated $2.61M added.
  • The largest BNY Mellon Strategic Municipal Bond Fund seller in Q4 2016 was Fiera Capital (Canada), an estimated $3.9M sold.

Based on aggregated 13F filings for Q4 2016.