DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

38 hedge funds and large institutions have $14.8M invested in BNY Mellon Strategic Municipal Bond Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$927K
2
AIG
2
American International Group
New York
$1.1M
3
AWA
3
Arete Wealth Advisors
Illinois
$168K
4
DA
4
Doliver Advisors
Texas
$94K
5
B
5
Baird
Wisconsin
$306K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.67M
2
GC
2
Guggenheim Capital
Illinois
$1.14M
3
SIA
3
Sit Investment Associates
Minnesota
$599K
4
RJA
4
Raymond James & Associates
Florida
$933K
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$1.76M 218,117 – –
Morgan Stanley
2
Morgan Stanley
New York
$1.67M 207,882 -45,674 -18%
GC
3
Guggenheim Capital
Illinois
$1.14M 141,167 -20,645 -13%
AIG
4
American International Group
New York
$1.1M 136,593 +45,500 +50%
RJA
5
Raymond James & Associates
Florida
$933K 115,868 -15,155 -12%
Wells Fargo
6
Wells Fargo
California
$929K 115,398 -3,650 -3%
U
7
UBS
Switzerland
$927K 115,149 +52,184 +83%
HighTower Advisors
8
HighTower Advisors
Illinois
$725K 90,072 -14,500 -14%
LPL Financial
9
LPL Financial
California
$661K 81,193 +4,286 +6%
SIA
10
Sit Investment Associates
Minnesota
$599K 74,452 -18,919 -20%
PMG
11
ProVise Management Group
Florida
$521K 64,692 -1,000 -2%
EFS
12
Essex Financial Services
Connecticut
$364K 45,217 – –
CIA
13
Capital Investment Advisors
Georgia
$339K 42,090 – –
CIBC Private Wealth Group
14
CIBC Private Wealth Group
Georgia
$307K 38,100 – –
B
15
Baird
Wisconsin
$306K 38,011 +8,036 +27%
VanEck Associates
16
VanEck Associates
New York
$293K 36,353 +1,270 +4%
M&T Bank
17
M&T Bank
New York
$278K 34,602 – –
HCM
18
Hollencrest Capital Management
California
$223K 27,740 – –
YP
19
Yellowstone Partners
Idaho
$219K 27,174 – –
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$183K 22,733 – –
AWA
21
Arete Wealth Advisors
Illinois
$168K 20,875 +20,875 New
Bank of America
22
Bank of America
North Carolina
$149K 18,488 +807 +5%
OC
23
Oppenheimer & Co
New York
$131K 16,278 -1,006 -6%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$130K 16,167 +1,358 +9%
MHS
25
M Holdings Securities
Oregon
$121K 15,044 +138 +0.9%
1
2