DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

39 hedge funds and large institutions have $15.1M invested in BNY Mellon Strategic Municipal Bond Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIG
American International Group
New York
$489K
2
PMG
ProVise Management Group
Florida
$459K
3
HighTower Advisors
HighTower Advisors
Illinois
$857K
4
OC
Oppenheimer & Co
New York
$135K
5
PPA
Parametric Portfolio Associates
Washington
$375K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$1.16M
2
VKH
Virtu KCG Holdings
New York
$0
3
MIG
Mariner Investment Group
New York
$233K
4
Morgan Stanley
Morgan Stanley
New York
$2.12M
5
SG Americas Securities
SG Americas Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.12M -$485K -62,150 -19%
Nuveen Asset Management
2
Nuveen Asset Management
Illinois
$1.7M +$39.8K +5,106 +2%
GC
3
Guggenheim Capital
Illinois
$1.44M -$223K -28,522 -13%
SIA
4
Sit Investment Associates
Minnesota
$1.16M -$1.72M -220,227 -60%
RJA
5
Raymond James & Associates
Florida
$1.04M +$34.4K +4,411 +3%
HighTower Advisors
6
HighTower Advisors
Illinois
$857K +$142K +18,203 +20%
Wells Fargo
7
Wells Fargo
California
$836K +$58.1K +7,455 +7%
AIG
8
American International Group
New York
$489K +$296K +37,900 +153%
LPL Financial
9
LPL Financial
California
$482K +$23.5K +3,014 +5%
PMG
10
ProVise Management Group
Florida
$459K +$190K +24,340 +71%
PPA
11
Parametric Portfolio Associates
Washington
$375K +$99.9K +12,807 +36%
EFS
12
Essex Financial Services
Connecticut
$353K -$45.7K -5,852 -11%
CIA
13
Capital Investment Advisors
Georgia
$345K +$23.4K +3,000 +7%
Invesco
14
Invesco
Georgia
$304K -$36.7K -4,700 -11%
CIBC Private Wealth Group
15
CIBC Private Wealth Group
Georgia
$298K +$298K +38,100 New
M&T Bank
16
M&T Bank
New York
$270K – – –
MIG
17
Mariner Investment Group
New York
$233K -$497K -63,745 -68%
Bank of America
18
Bank of America
North Carolina
$230K -$12.5K -1,601 -5%
VanEck Associates
19
VanEck Associates
New York
$229K +$28.7K +3,690 +14%
HCM
20
Hollencrest Capital Management
California
$216K – – –
YP
21
Yellowstone Partners
Idaho
$212K – – –
U
22
UBS
Switzerland
$208K +$43.3K +5,550 +26%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$181K – – –
HK
24
Horizon Kinetics
New York
$149K – – –
OC
25
Oppenheimer & Co
New York
$135K +$135K +17,350 New
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