DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

34 hedge funds and large institutions have $16.6M invested in BNY Mellon Strategic Municipal Bond Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$4.82M
2
Nuveen Asset Management
2
Nuveen Asset Management
Illinois
$1.64M
3
PPA
3
Parametric Portfolio Associates
Washington
$264K
4
CS
4
Credit Suisse
Switzerland
$131K
5
U
5
UBS
Switzerland
$203K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$2.06M
2
LPL Financial
2
LPL Financial
California
$523K
3
DA
3
Doliver Advisors
Texas
$78K
4
Invesco
4
Invesco
Georgia
$462K
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$4.82M 625,730 +154,830 +33%
GC
2
Guggenheim Capital
Illinois
$2.06M 267,200 -64,286 -19%
Morgan Stanley
3
Morgan Stanley
New York
$1.73M 224,188 +315 +0.1%
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$1.64M 213,011 +56,035 +36%
Wells Fargo
5
Wells Fargo
California
$889K 115,327 -3,308 -3%
HighTower Advisors
6
HighTower Advisors
Illinois
$793K 102,819 +6,283 +7%
RJA
7
Raymond James & Associates
Florida
$582K 75,513 +30 +0%
LPL Financial
8
LPL Financial
California
$523K 70,056 -32,550 -32%
Invesco
9
Invesco
Georgia
$462K 59,900 -20,699 -26%
PMG
10
ProVise Management Group
Florida
$436K 56,473 -1,139 -2%
M&T Bank
11
M&T Bank
New York
$267K 34,602 – –
PPA
12
Parametric Portfolio Associates
Washington
$264K 34,297 +34,297 New
Bank of America
13
Bank of America
North Carolina
$256K 33,090 -13,697 -29%
VanEck Associates
14
VanEck Associates
New York
$222K 28,759 +2,105 +8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$207K 26,850 -40 -0.1%
U
16
UBS
Switzerland
$203K 26,395 +14,022 +113%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$199K 25,757 +1,251 +5%
HK
18
Horizon Kinetics
New York
$147K 19,074 – –
CS
19
Credit Suisse
Switzerland
$131K 17,000 +17,000 New
PP
20
Paloma Partners
Connecticut
$126K 16,400 +800 +5%
AIG
21
American International Group
New York
$110K 14,248 +13,700 +2,500%
VKH
22
Virtu KCG Holdings
New York
$107K 13,820 +13,820 New
TNBTD
23
Trustmark National Bank Trust Department
Mississippi
$96K 12,450 – –
Creative Planning
24
Creative Planning
Kansas
$90K 11,704 – –
DA
25
Doliver Advisors
Texas
$78K 10,147 -26,018 -72%
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