DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

50 hedge funds and large institutions have $22.4M invested in BNY Mellon Strategic Municipal Bond Fund in 2014 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
50
Holders Change
+12
Holders Change %
+31.58%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
17
Increased
19
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$2.58M
2
NCM
2
Newgate Capital Management
Connecticut
$1.95M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.35M
4
MIG
4
Mariner Investment Group
New York
$565K
5
LSA
5
Liberty Street Advisors
New York
$559K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$0
3
Invesco
3
Invesco
Georgia
$0
4
Ameriprise
4
Ameriprise
Minnesota
$0
5
HK
5
Horizon Kinetics
New York
$88K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$2.58M 323,666 +249,214 +335%
Morgan Stanley
2
Morgan Stanley
New York
$2.35M 295,400 +87,518 +42%
NCM
3
Newgate Capital Management
Connecticut
$1.95M 246,026 +246,026 New
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$1.74M 218,117 – –
AIG
5
American International Group
New York
$1.51M 190,098 +53,505 +39%
Wells Fargo
6
Wells Fargo
California
$1.01M 126,632 +11,234 +10%
RJA
7
Raymond James & Associates
Florida
$901K 113,246 -2,622 -2%
HighTower Advisors
8
HighTower Advisors
Illinois
$717K 90,072 – –
AWA
9
Arete Wealth Advisors
Illinois
$685K 86,000 +65,125 +312%
LPL Financial
10
LPL Financial
California
$636K 79,874 -1,319 -2%
PMG
11
ProVise Management Group
Florida
$568K 71,392 +6,700 +10%
MIG
12
Mariner Investment Group
New York
$565K 71,015 +71,015 New
LSA
13
Liberty Street Advisors
New York
$559K 70,216 +70,216 New
Bank of America
14
Bank of America
North Carolina
$548K 68,796 +50,308 +272%
UBS Group
15
UBS Group
Switzerland
$496K 62,267 +62,267 New
WAM
16
Wolverine Asset Management
Illinois
$432K 54,281 +54,281 New
IAMOG
17
Investors Asset Management of Georgia
Georgia
$386K 48,500 +48,500 New
EFS
18
Essex Financial Services
Connecticut
$360K 45,217 – –
B
19
Baird
Wisconsin
$344K 43,263 +5,252 +14%
CIA
20
Capital Investment Advisors
Georgia
$335K 42,090 – –
VanEck Associates
21
VanEck Associates
New York
$328K 41,219 +4,866 +13%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$287K 36,115 +19,948 +123%
SWP
23
Stratos Wealth Partners
Ohio
$287K 36,000 +36,000 New
M&T Bank
24
M&T Bank
New York
$276K 34,602 – –
ACM
25
Aviance Capital Management
Florida
$232K 29,192 +29,192 New
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