DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

50 hedge funds and large institutions have $22.4M invested in BNY Mellon Strategic Municipal Bond Fund in 2014 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+12
Holders Change %
+31.58%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
17
Increased
19
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$2.58M
2
NCM
2
Newgate Capital Management
Connecticut
$1.95M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.35M
4
MIG
4
Mariner Investment Group
New York
$565K
5
AWA
5
Arete Wealth Advisors
Illinois
$685K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$0
3
Invesco
3
Invesco
Georgia
$0
4
Ameriprise
4
Ameriprise
Minnesota
$0
5
HK
5
Horizon Kinetics
New York
$88K
Name Holding Trade Value Shares
Change 		Shares
Change %
SG Americas Securities
26
SG Americas Securities
New York
$228K +$228K +28,690 New
HCM
27
Hollencrest Capital Management
California
$221K – – –
YP
28
Yellowstone Partners
Idaho
$220K +$3.68K +462 +2%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$210K +$29.2K +3,675 +16%
OC
30
Oppenheimer & Co
New York
$201K +$71.4K +8,965 +55%
VKH
31
Virtu KCG Holdings
New York
$171K +$171K +21,534 New
LCM
32
Landscape Capital Management
New Jersey
$168K +$168K +21,097 New
MHS
33
M Holdings Securities
Oregon
$147K +$27.5K +3,461 +23%
DA
34
Doliver Advisors
Texas
$125K +$32.3K +4,085 +35%
TNBTD
35
Trustmark National Bank Trust Department
Mississippi
$99K – – –
HK
36
Horizon Kinetics
New York
$88K -$29.4K -3,700 -25%
Creative Planning
37
Creative Planning
Kansas
$79K +$34.5K +4,350 +78%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$66K – – –
KT
39
Kanaly Trust
Texas
$60K – – –
CCA
40
Catalyst Capital Advisors
New York
$51K +$51K +6,460 New
MFS
41
MSI Financial Services
Massachusetts
$42K +$23.9K +3,000 +132%
FCCM
42
First City Capital Management
Georgia
$36.8K +$36.8K +4,623 New
RC
43
RegentAtlantic Capital
New Jersey
$27.9K +$27.9K +3,508 New
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$17K +$4.09K +500 +32%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$10K +$10K +1,250 New
S
46
SignatureFD
Georgia
$8K – – –
ASN
47
Advisory Services Network
Georgia
$6K +$6K +800 New
NES
48
New England Securities
New York
$5K – – –
Citigroup
49
Citigroup
New York
$1K +$993 +139 +13,900%
GC
50
Guggenheim Capital
Illinois
– -$1.14M -141,167 Closed
1
2
3