DSM

BNY Mellon Strategic Municipal Bond Fund
DSM

Overview Fund Activity

39 hedge funds and large institutions have $16.7M invested in BNY Mellon Strategic Municipal Bond Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
6
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.48M
2
MIG
2
Mariner Investment Group
New York
$695K
3
VKH
3
Virtu KCG Holdings
New York
$597K
4
RJA
4
Raymond James & Associates
Florida
$955K
5
SG Americas Securities
5
SG Americas Securities
New York
$224K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$2.73M
2
GC
2
Guggenheim Capital
Illinois
$1.58M
3
PMG
3
ProVise Management Group
Florida
$256K
4
CS
4
Credit Suisse
Switzerland
$0
5
PP
5
Paloma Partners
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$128K -$63.6K -8,548 -33%
WAM
27
Weiss Asset Management
Massachusetts
$106K +$106K +14,278 New
MHS
28
M Holdings Securities
Oregon
$95K +$95K +12,773 New
TNBTD
29
Trustmark National Bank Trust Department
Mississippi
$92K – – –
B
30
Baird
Wisconsin
$92K +$92K +12,350 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$62K – – –
KT
32
Kanaly Trust
Texas
$56K +$56K +7,587 New
Creative Planning
33
Creative Planning
Kansas
$26K -$60.8K -8,200 -70%
MFS
34
MSI Financial Services
Massachusetts
$17K – – –
S
35
SignatureFD
Georgia
$7K – – –
ASN
36
Advisory Services Network
Georgia
$6K +$6K +800 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$2K – – –
CS
38
Credit Suisse
Switzerland
– -$131K -17,000 Closed
PP
39
Paloma Partners
Connecticut
– -$126K -16,400 Closed
DA
40
Doliver Advisors
Texas
– -$78K -10,147 Closed
PFO
41
Pathstone Family Office
New Jersey
– -$24K -3,172 Closed
US Bancorp
42
US Bancorp
Minnesota
– -$9K -1,209 Closed
TRCT
43
Tower Research Capital (TRC)
New York
– -$5K -600 Closed
1
2