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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

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44 hedge funds and large institutions have $40.5M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 9

16% more capital invested

Capital invested by funds: $34.9M → $40.5M (+$5.56M)

2% less funds holding

Funds holding: 45 → 44 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
20
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$1.13M
2
SG Americas Securities
SG Americas Securities
New York
+$475K
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$451K
4
Wells Fargo
Wells Fargo
California
+$341K
5
ACP
Aviance Capital Partners
Florida
+$301K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$1.48M
2
SFS
Shaker Financial Services
Virginia
-$601K
3
Morgan Stanley
Morgan Stanley
New York
-$408K
4
Deutsche Bank
Deutsche Bank
Germany
-$120K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$72.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
PP
26
Paloma Partners
Connecticut
$186K +$178K +14,170 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$180K +$30.1K +2,393 +21%
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$180K +$95.3K +7,574 +123%
FAAS
29
First Allied Advisory Services
California
$166K -$17.6K -1,400 -10%
Goldman Sachs
30
Goldman Sachs
New York
$149K -$1.37K -109 -1%
WTNA
31
Wilmington Trust National Association
Delaware
$131K – – –
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$131K +$125K +9,972 New
MFS
33
MSI Financial Services
Massachusetts
$120K +$57.2K +4,550 +99%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$72K – – –
SNT
35
Security National Trust
West Virginia
$49K – – –
Citigroup
36
Citigroup
New York
$33K -$1.53K -122 -5%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$29K – – –
Creative Planning
38
Creative Planning
Kansas
$25K +$8.8K +700 +60%
WRM
39
Westport Resources Management
Connecticut
$20K – – –
PSI
40
Pinnacle Summer Investments
Virginia
$19K – – –
TRCT
41
Tower Research Capital (TRC)
New York
$16K -$9.14K -727 -37%
PAS
42
Partnervest Advisory Services
California
$13K +$440 +35 +4%
NES
43
New England Securities
New York
$11K – – –
US Bancorp
44
US Bancorp
Minnesota
$7K – – –
KIM
45
Karpus Investment Management
New York
– -$1.48M -125,874 Closed
SFS
46
Shaker Financial Services
Virginia
– -$601K -51,078 Closed
Deutsche Bank
47
Deutsche Bank
Germany
– -$120K -10,200 Closed
Ameriprise
48
Ameriprise
Minnesota
– -$12K -1,000 Closed
WF
49
WealthTrust Fairport
Ohio
– -$1K -120 Closed
1
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DPO Hedge Fund Activity: Q4 2013 in Review

44 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q4 2013, worth a combined $40.5M — up 16% from $34.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DPO and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 20 added.

The largest buyer was Invesco, adding an estimated $1.13M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $1.48M sold.

  • 44 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q4 2013, down from 45 in Q3 2013.
  • Funds reported $40.5M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q4 2013, up 16% quarter-over-quarter.
  • 4 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q4 2013 and 5 closed out, a net change of -1 holder.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q4 2013 was Invesco, an estimated $1.13M added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q4 2013 was Karpus Investment Management, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2013.