PP
DPO

Paloma Partners’s DOW ENHANCED PREMIUM & INCOME FUND, INC COM DPO Stock Holding History

Paloma Partners’s Portfolio DPO Stock Details DPO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-14,170
Closed -$186K – 1194
2013
Q4 		$186K Buy
+14,170
New +$178K 0.01% 925

Other funds holding DPO

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Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return

Paloma Partners's DPO Position: Q1 2014 in Review

Paloma Partners sold out of DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) in Q1 2014, closing a stake of 14,170 shares — an estimated $186K sold.

Paloma Partners first reported a position in DPO in Q4 2013 and held it in 1 quarter. The position peaked at $186K in Q4 2013. 40 funds tracked by Wall St. Rank hold DPO as of Q1 2014.

  • Paloma Partners reported no remaining DOW ENHANCED PREMIUM & INCOME FUND, INC COM position as of Q1 2014 after selling out during the quarter.
  • Paloma Partners sold 14,170 DOW ENHANCED PREMIUM & INCOME FUND, INC COM shares in Q1 2014, an estimated $186K.
  • Paloma Partners first reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in Q4 2013 and held it in 1 quarter.
  • Paloma Partners's DOW ENHANCED PREMIUM & INCOME FUND, INC COM position peaked at $186K in Q4 2013.
  • 40 funds tracked by Wall St. Rank held DOW ENHANCED PREMIUM & INCOME FUND, INC COM as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.