DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Overview Fund Activity
Delisted

DPO was delisted on the 19th of December, 2014.

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45 hedge funds and large institutions have $34.9M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+10
Holders Change %
+28.57%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
18
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$3.15M
2
SFS
2
Shaker Financial Services
Virginia
$601K
3
FSA
3
Financial Sense Advisors
California
$512K
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$720K
5
GC
5
Guggenheim Capital
Illinois
$4.27M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.29M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
KIM
3
Karpus Investment Management
New York
$1.48M
4
Wells Fargo
4
Wells Fargo
California
$5.16M
5
FAAS
5
First Allied Advisory Services
California
$165K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$153K -$1.48K -125 -1%
Goldman Sachs
27
Goldman Sachs
New York
$135K +$135K +11,437 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$134K +$134K +11,353 New
Deutsche Bank
29
Deutsche Bank
Germany
$120K +$120K +10,200 New
WTNA
30
Wilmington Trust National Association
Delaware
$118K – – –
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$72K +$72K +6,142 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$66K +$18.3K +1,530 +38%
MFS
33
MSI Financial Services
Massachusetts
$54K +$11.7K +1,000 +28%
SNT
34
Security National Trust
West Virginia
$44K – – –
Citigroup
35
Citigroup
New York
$31K +$14.6K +1,238 +89%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$26K -$23.4K -2,000 -47%
TRCT
37
Tower Research Capital (TRC)
New York
$23K -$37.4K -3,218 -62%
WRM
38
Westport Resources Management
Connecticut
$18K – – –
PSI
39
Pinnacle Summer Investments
Virginia
$17K – – –
Creative Planning
40
Creative Planning
Kansas
$14K +$10.3K +861 +281%
Ameriprise
41
Ameriprise
Minnesota
$12K – – –
PAS
42
Partnervest Advisory Services
California
$12K +$207 +17 +2%
NES
43
New England Securities
New York
$10K +$10K +825 New
US Bancorp
44
US Bancorp
Minnesota
$6K +$6K +500 New
WF
45
WealthTrust Fairport
Ohio
$1K +$1K +120 New
RJFSA
46
Raymond James Financial Services Advisors
Florida
– -$1.49M -122,240 Closed
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