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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

45 hedge funds and large institutions have $34.9M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 1

125% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 8

29% more funds holding

Funds holding: 3545 (+10)

1% more capital invested

Capital invested by funds: $34.4M → $34.9M (+$514K)

Holders
45
Holders Change
+10
Holders Change %
+28.57%
% of All Funds
1.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
18
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$153K -$1.53K -125 -1%
Goldman Sachs
27
Goldman Sachs
New York
$135K +$140K +11,437 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$134K +$139K +11,353 New
Deutsche Bank
29
Deutsche Bank
Germany
$120K +$125K +10,200 New
WTNA
30
Wilmington Trust National Association
Delaware
$118K
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$72K +$75.1K +6,142 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$66K +$18.7K +1,530 +38%
MFS
33
MSI Financial Services
Massachusetts
$54K +$12.2K +1,000 +28%
SNT
34
Security National Trust
West Virginia
$44K
Citigroup
35
Citigroup
New York
$31K +$15.1K +1,238 +89%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$26K -$24.4K -2,000 -47%
TRCT
37
Tower Research Capital (TRC)
New York
$23K -$39.3K -3,218 -62%
WRM
38
Westport Resources Management
Connecticut
$18K
PSI
39
Pinnacle Summer Investments
Virginia
$17K
Creative Planning
40
Creative Planning
Kansas
$14K +$10.5K +861 +281%
Ameriprise
41
Ameriprise
Minnesota
$12K
PAS
42
Partnervest Advisory Services
California
$12K +$208 +17 +2%
NES
43
New England Securities
New York
$10K +$10.1K +825 New
US Bancorp
44
US Bancorp
Minnesota
$6K +$6.11K +500 New
WF
45
WealthTrust Fairport
Ohio
$1K +$1.47K +120 New
RJFSA
46
Raymond James Financial Services Advisors
Florida
-$1.49M -122,240 Closed

DPO Hedge Fund Activity: Q3 2013 in Review

45 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q3 2013, worth a combined $34.9M — up 1.5% from $34.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DPO positions and 1 closed out — a net gain of 10 holders — while 18 added to existing stakes and 8 trimmed.

The largest buyer was Invesco, adding an estimated $663K. The largest seller was Bank of America, cutting an estimated $1.59M.

  • 45 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q3 2013, up from 35 in Q2 2013.
  • Funds reported $34.9M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q3 2013, up 1.5% quarter-over-quarter.
  • 11 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q3 2013 and 1 closed out, a net change of +10 holders.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q3 2013 was Invesco, an estimated $663K added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q3 2013 was Bank of America, an estimated $1.59M sold.

Based on aggregated 13F filings for Q3 2013.