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DNI

Dividend and Income Fund
DNI

Delisted

DNI was delisted on the 8th of October, 2020.

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36 hedge funds and large institutions have $49.5M invested in Dividend and Income Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% less funds holding

Funds holding: 41 → 36 (-5)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

38% less capital invested

Capital invested by funds: $79.5M → $49.5M (-$30M)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
36
Holders Change
-5
Holders Change %
-12.2%
% of All Funds
0.79%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
4
Increased
10
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$3.24M
2
PPA
Parametric Portfolio Associates
Washington
+$1.13M
3
AAM
Advisors Asset Management
Colorado
+$990K
4
CCP
Cardan Capital Partners
Colorado
+$789K
5
WP
WealthPLAN Partners
Nebraska
+$338K

Top Sellers

Rank Fund Capital Flow
1
Geode Capital Management
Geode Capital Management
Massachusetts
-$2.57M
2
LCM
Landscape Capital Management
New Jersey
-$1.47M
3
NAM
Nexpoint Asset Management
Texas
-$1.44M
4
SCM
Saba Capital Management
New York
-$696K
5
RJA
Raymond James & Associates
Florida
-$597K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$229K +$203K +17,140 +194%
DA
27
Doliver Advisors
Texas
$225K -$270K -22,863 -48%
CRC
28
Curi RMB Capital
Illinois
$205K -$45.3K -3,825 -14%
RJT
29
Raymond James Trust
Florida
$204K – – –
GC
30
Guggenheim Capital
Illinois
$192K +$41.6K +3,515 +19%
Osaic Holdings
31
Osaic Holdings
Arizona
$180K +$242K +20,460 New
AA
32
AQR Arbitrage
Connecticut
$148K -$198K -16,726 -50%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$117K +$24.1K +2,036 +18%
WAP
34
Wealthcare Advisory Partners
Pennsylvania
$10K – – –
Citigroup
35
Citigroup
New York
$5K +$1.57K +133 +33%
NAM
36
Nexpoint Asset Management
Texas
– -$1.44M -107,168 Closed
IAA
37
Independent Advisor Alliance
North Carolina
– -$468K -34,785 Closed
RTS
38
Round Table Services
New Jersey
– -$230K -17,100 Closed
SXL
39
Summit X LLC
Missouri
– -$158K -11,772 Closed
AWM
40
Avior Wealth Management
Nebraska
– -$28K -2,100 Closed
SFS
41
Sowell Financial Services
Arkansas
– +$225 +19 New
1
2

DNI Hedge Fund Activity: Q1 2020 in Review

36 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q1 2020, worth a combined $49.5M — down 38% from $79.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DNI and 4 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 10 added.

The largest buyer was Wells Fargo, adding an estimated $3.24M. The largest seller was Geode Capital Management, cutting an estimated $2.57M.

  • 36 institutional investors held Dividend and Income Fund (DNI) as of Q1 2020, down from 41 in Q4 2019.
  • Funds reported $49.5M of Dividend and Income Fund stock for Q1 2020, down 38% quarter-over-quarter.
  • 4 funds opened new Dividend and Income Fund positions in Q1 2020 and 6 closed out, a net change of -2 holders.
  • The largest Dividend and Income Fund buyer in Q1 2020 was Wells Fargo, an estimated $3.24M added.
  • The largest Dividend and Income Fund seller in Q1 2020 was Geode Capital Management, an estimated $2.57M sold.

Based on aggregated 13F filings for Q1 2020.