DBL

DoubleLine Opportunistic Credit Fund
DBL

Overview Fund Activity

47 hedge funds and large institutions have $80.2M invested in DoubleLine Opportunistic Credit Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-4
Holders Change %
-7.84%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
15
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
Horizon Kinetics
New York
$13.4M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
$851K
3
LPL Financial
LPL Financial
California
$3.01M
4
SIA
SeaBridge Investment Advisors
New Jersey
$553K
5
LWM
LBA Wealth Management
Florida
$528K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$8.03M
2
BTS
BB&T Securities
Virginia
$6.22M
3
SCM
Summit Capital Management
Washington
$0
4
Wells Fargo
Wells Fargo
California
$1.12M
5
NPC
National Planning Corporation
California
$775K
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
26
SeaBridge Investment Advisors
New Jersey
$553K +$553K +22,530 New
PAG
27
Private Advisor Group
New Jersey
$534K -$38.8K -1,582 -7%
LWM
28
LBA Wealth Management
Florida
$528K +$528K +21,488 New
FWM
29
Focused Wealth Management
New York
$467K +$283K +11,526 +154%
JIC
30
Joel Isaacson & Co
New York
$415K +$49.1K +2,000 +13%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$345K -$21.3K -868 -6%
Stifel Financial
32
Stifel Financial
Missouri
$294K -$122K -4,950 -29%
BAS
33
Brown Advisory Securities
Maryland
$262K +$4.9K +200 +2%
VFS
34
VSR Financial Services
Kansas
$231K – – –
US Bancorp
35
US Bancorp
Minnesota
$219K – – –
SIA
36
Sit Investment Associates
Minnesota
$206K -$250K -10,200 -55%
BRWM
37
B. Riley Wealth Management
Tennessee
$71K +$10.6K +438 +18%
MFS
38
MSI Financial Services
Massachusetts
$64K +$21K +850 +49%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$49K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$36K +$36K +1,455 New
WEC
41
Winslow Evans & Crocker
Massachusetts
$22.1K -$12.3K -500 -36%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$11K – – –
BCM
43
Blume Capital Management
California
$10K – – –
PFP
44
Pinnacle Financial Partners
Tennessee
$9K – – –
SIG
45
Stanford Investment Group
California
$5K +$5K +200 New
WA
46
WFG Advisors
Texas
$4K – – –
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3K +105 New
BRWA
48
B. Riley Wealth Advisors
Florida
$33 +$33 +1,350 New
SCM
49
Summit Capital Management
Washington
– -$1.33M -56,305 Closed
CA
50
Cetera Advisors
Colorado
– -$357K -15,133 Closed
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2
3