DBL

DoubleLine Opportunistic Credit Fund
DBL

Overview Fund Activity

51 hedge funds and large institutions have $80.4M invested in DoubleLine Opportunistic Credit Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 30 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
30
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.9M
2
GC
2
Guggenheim Capital
Illinois
$8.95M
3
LPL Financial
3
LPL Financial
California
$2.3M
4
BTS
4
BB&T Securities
Virginia
$7.61M
5
HK
5
Horizon Kinetics
New York
$11.3M

Top Sellers

1
VHAM
1
Van Hulzen Asset Management
California
$0
2
Wells Fargo
2
Wells Fargo
California
$2.11M
3
NPC
3
National Planning Corporation
California
$1.25M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$0
5
ACI
5
Alpha Cubed Investments
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$399K – – –
KFS
27
KMS Financial Services
Washington
$367K +$141K +5,979 +62%
CA
28
Cetera Advisors
Colorado
$357K +$21.5K +913 +6%
JIC
29
Joel Isaacson & Co
New York
$352K – – –
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$352K +$661 +28 +0.2%
UR
31
USCA RIA
Texas
$324K -$46.9K -1,987 -13%
BAS
32
Brown Advisory Securities
Maryland
$248K – – –
Barclays
33
Barclays
United Kingdom
$244K +$3.48K +151 +1%
VKH
34
Virtu KCG Holdings
New York
$229K -$52.6K -2,234 -19%
VFS
35
VSR Financial Services
Kansas
$222K +$222K +9,406 New
US Bancorp
36
US Bancorp
Minnesota
$211K -$14.3K -605 -6%
MMA
37
Miracle Mile Advisors
California
$203K +$203K +8,600 New
FWM
38
Focused Wealth Management
New York
$177K +$66K +2,800 +59%
PSI
39
Pinnacle Summer Investments
Virginia
$149K +$102K +4,300 +215%
Ameriprise
40
Ameriprise
Minnesota
$73K +$73K +3,110 New
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$69K +$45.2K +1,903 +190%
BRWM
42
B. Riley Wealth Management
Tennessee
$58K +$8.25K +354 +17%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$47K – – –
MFS
44
MSI Financial Services
Massachusetts
$41K – – –
WEC
45
Winslow Evans & Crocker
Massachusetts
$33K +$21.2K +900 +180%
BFEC
46
Benjamin F. Edwards & Company
Missouri
$11K +$11K +450 New
BCM
47
Blume Capital Management
California
$9K -$3.56K -158 -28%
PFP
48
Pinnacle Financial Partners
Tennessee
$9K – – –
MIM
49
Macroview Investment Management
Maryland
$4K -$9.14K -400 -70%
WA
50
WFG Advisors
Texas
$4K – – –
1
2
3