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First Trust DorseyWright DALI 1 ETF

19 hedge funds and large institutions have $139M invested in First Trust DorseyWright DALI 1 ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.78% less ownership

Funds ownership: 95.78%95% (-0.78%)

2% less capital invested

Capital invested by funds: $142M → $139M (-$3.53M)

24% less funds holding

Funds holding: 2519 (-6)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
19
Holders Change
-6
Holders Change %
-24%
% of All Funds
0.3%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
4
Reduced
6
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG
1
Strid Group
Pennsylvania
$113M +$3.14M +121,014 +3%
LPL Financial
2
LPL Financial
California
$16.7M +$2M +77,034 +13%
ACM
3
Anfield Capital Management
California
$2.24M -$24.3K -936 -1%
RJA
4
Raymond James & Associates
Florida
$1.86M -$52.3K -2,015 -3%
PFO
5
Pathstone Family Office
New Jersey
$1.4M +$1.47M +56,666 New
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.28M -$32.9K -1,268 -2%
Citadel Advisors
7
Citadel Advisors
Florida
$591K +$619K +23,848 New
Osaic Holdings
8
Osaic Holdings
Arizona
$459K +$439K +16,900 +1,031%
KPWS
9
Kestra Private Wealth Services
Texas
$341K -$333K -12,808 -48%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$299K -$252K -9,694 -45%
PTC
11
Private Trust Company
Ohio
$244K
HGERS
12
Householder Group Estate & Retirement Specialist
Arizona
$89.8K +$94.1K +3,622 New
IA
13
IFP Advisors
Florida
$78.2K
CTWM
14
Cherry Tree Wealth Management
Minnesota
$67.7K +$31.6K +1,216 +80%
Wells Fargo
15
Wells Fargo
California
$49.6K
Bank of America
16
Bank of America
North Carolina
$40.1K -$1.17M -44,996 -97%
Morgan Stanley
17
Morgan Stanley
New York
$29.1K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$25K
AWM
19
Avior Wealth Management
Nebraska
$10.1K
V
20
Veritable
Delaware
-$1.46M -56,576 Closed
Jane Street
21
Jane Street
New York
-$879K -33,975 Closed
SPC
22
Sigma Planning Corp
Michigan
-$419K -16,190 Closed
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
-$204K -7,895 Closed
Truist Financial
24
Truist Financial
North Carolina
-$204K -7,895 Closed
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
-$204K -7,892 Closed

DALI Hedge Fund Activity: Q3 2023 in Review

19 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in First Trust DorseyWright DALI 1 ETF (DALI) for Q3 2023, worth a combined $139M — down 2.5% from $142M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DALI and 3 opened new positions — a net loss of 6 holders — while 6 trimmed existing stakes and 4 added.

The largest buyer was Strid Group, adding an estimated $3.14M. The largest seller was Bank of America, cutting an estimated $1.17M.

  • 19 institutional investors held First Trust DorseyWright DALI 1 ETF (DALI) as of Q3 2023, down from 25 in Q2 2023.
  • Funds reported $139M of First Trust DorseyWright DALI 1 ETF stock for Q3 2023, down 2.5% quarter-over-quarter.
  • 3 funds opened new First Trust DorseyWright DALI 1 ETF positions in Q3 2023 and 9 closed out, a net change of -6 holders.
  • The largest First Trust DorseyWright DALI 1 ETF buyer in Q3 2023 was Strid Group, an estimated $3.14M added.
  • The largest First Trust DorseyWright DALI 1 ETF seller in Q3 2023 was Bank of America, an estimated $1.17M sold.

Based on aggregated 13F filings for Q3 2023.