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First Trust DorseyWright DALI 1 ETF
DALI

Overview Fund Activity

19 hedge funds and large institutions have $139M invested in First Trust DorseyWright DALI 1 ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 9 closing their positions.

Holders
19
Holders Change
-6
Holders Change %
-24%
% of All Funds
0.3%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
4
Reduced
6
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG
1
Strid Group
Pennsylvania
$113M
2
LPL Financial
2
LPL Financial
California
$16.7M
3
PFO
3
Pathstone Family Office
New Jersey
$1.4M
4
Citadel Advisors
4
Citadel Advisors
Florida
$591K
5
Osaic Holdings
5
Osaic Holdings
Arizona
$459K

Top Sellers

1
V
1
Veritable
Delaware
$0
2
Bank of America
2
Bank of America
North Carolina
$40.1K
3
Jane Street
3
Jane Street
New York
$0
4
SPC
4
Sigma Planning Corp
Michigan
$0
5
KPWS
5
Kestra Private Wealth Services
Texas
$341K
Name Market Value Shares Shares
Change 		Shares
Change %
SG
1
Strid Group
Pennsylvania
$113M 4,565,137 +121,014 +3%
LPL Financial
2
LPL Financial
California
$16.7M 672,095 +77,034 +13%
ACM
3
Anfield Capital Management
California
$2.24M 90,512 -936 -1%
RJA
4
Raymond James & Associates
Florida
$1.86M 75,065 -2,015 -3%
PFO
5
Pathstone Family Office
New Jersey
$1.4M 56,666 +56,666 New
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.28M 51,737 -1,268 -2%
Citadel Advisors
7
Citadel Advisors
Florida
$591K 23,848 +23,848 New
Osaic Holdings
8
Osaic Holdings
Arizona
$459K 18,539 +16,900 +1,031%
KPWS
9
Kestra Private Wealth Services
Texas
$341K 13,755 -12,808 -48%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$299K 12,070 -9,694 -45%
PTC
11
Private Trust Company
Ohio
$244K 9,854 – –
HGERS
12
Householder Group Estate & Retirement Specialist
Arizona
$89.8K 3,622 +3,622 New
IA
13
IFP Advisors
Florida
$78.2K 3,155 – –
CTWM
14
Cherry Tree Wealth Management
Minnesota
$67.7K 2,731 +1,216 +80%
Wells Fargo
15
Wells Fargo
California
$49.6K 2,001 – –
Bank of America
16
Bank of America
North Carolina
$40.1K 1,618 -44,996 -97%
Morgan Stanley
17
Morgan Stanley
New York
$29.1K 1,173 – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$25K 1,000 – –
AWM
19
Avior Wealth Management
Nebraska
$10.1K 504 – –
V
20
Veritable
Delaware
– – -56,576 Closed
Jane Street
21
Jane Street
New York
– – -33,975 Closed
SPC
22
Sigma Planning Corp
Michigan
– – -16,190 Closed
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
– – -7,895 Closed
Truist Financial
24
Truist Financial
North Carolina
– – -7,895 Closed
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
– – -7,892 Closed
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