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First Trust DorseyWright DALI 1 ETF

17 hedge funds and large institutions have $61.8M invested in First Trust DorseyWright DALI 1 ETF in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

5% more capital invested

Capital invested by funds: $59.2M → $61.8M (+$2.68M)

0.96% more ownership

Funds ownership: 86.63%87.59% (+0.96%)

0% more funds holding

Funds holding: 1717 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
17
Holders Change
Holders Change %
0%
% of All Funds
0.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
6
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG
1
Strid Group
Pennsylvania
$41.6M +$1.15M +56,860 +3%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$7.51M +$778K +38,367 +11%
LPL Financial
3
LPL Financial
California
$3.84M +$45.9K +2,266 +1%
RJA
4
Raymond James & Associates
Florida
$2.31M +$1.9M +93,966 +423%
CWM
5
Cornerstone Wealth Management
Missouri
$1.38M +$219K +10,817 +18%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.08M -$67K -3,307 -6%
V
7
Veritable
Delaware
$1.06M
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$947K +$13.6K +673 +1%
Bank of America
9
Bank of America
North Carolina
$773K -$45.9K -2,265 -6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$669K +$681K +33,620 New
SPC
11
Sigma Planning Corp
Michigan
$247K +$251K +12,393 New
WWM
12
Western Wealth Management
Colorado
$243K -$35.3K -1,740 -13%
GWM
13
Geneos Wealth Management
Colorado
$112K +$116K +5,700 New
IA
14
IFP Advisors
Florida
$41K +$42.6K +2,100 New
UBS Group
15
UBS Group
Switzerland
$34K -$3.02K -149 -8%
AG
16
Advisor Group
Arizona
$11K
GSC
17
G&S Capital
Colorado
$1K
Citadel Advisors
18
Citadel Advisors
Florida
-$361K -17,725 Closed
Jane Street
19
Jane Street
New York
-$260K -12,757 Closed
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
-$233K -11,440 Closed
Wells Fargo
21
Wells Fargo
California
-$20 -1 Closed

DALI Hedge Fund Activity: Q3 2019 in Review

17 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust DorseyWright DALI 1 ETF (DALI) for Q3 2019, worth a combined $61.8M — up 4.5% from $59.2M a quarter earlier.

Fund positioning in DALI was balanced in Q3 2019: 4 funds opened new positions, 4 closed out, 6 added to existing stakes and 4 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.9M. The largest seller was Citadel Advisors, exiting entirely with an estimated $361K sold.

  • 17 institutional investors held First Trust DorseyWright DALI 1 ETF (DALI) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $61.8M of First Trust DorseyWright DALI 1 ETF stock for Q3 2019, up 4.5% quarter-over-quarter.
  • 4 funds opened new First Trust DorseyWright DALI 1 ETF positions in Q3 2019 and 4 closed out, a net change of 0 holders.
  • The largest First Trust DorseyWright DALI 1 ETF buyer in Q3 2019 was Raymond James & Associates, an estimated $1.9M added.
  • The largest First Trust DorseyWright DALI 1 ETF seller in Q3 2019 was Citadel Advisors, an estimated $361K sold.

Based on aggregated 13F filings for Q3 2019.