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First Trust DorseyWright DALI 1 ETF

20 hedge funds and large institutions have $123M invested in First Trust DorseyWright DALI 1 ETF in 2021 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $110M → $123M (+$12.3M)

0% more funds holding

Funds holding: 2020 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

1.48% less ownership

Funds ownership: 97.61%96.13% (-1.5%)

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
5
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG
1
Strid Group
Pennsylvania
$112M +$6.11M +231,438 +6%
LPL Financial
2
LPL Financial
California
$3.26M +$3.83K +145 +0.1%
V
3
Veritable
Delaware
$1.59M
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.48M +$64.1K +2,431 +5%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$929K +$220K +8,346 +31%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$873K -$479K -18,145 -36%
Truist Financial
7
Truist Financial
North Carolina
$873K -$479K -18,145 -36%
Stifel Financial
8
Stifel Financial
Missouri
$485K +$482K +18,276 New
Goldman Sachs
9
Goldman Sachs
New York
$299K +$297K +11,273 New
Bank of America
10
Bank of America
North Carolina
$258K +$3.25K +123 +1%
OPOWM
11
One Plus One Wealth Management
Florida
$232K -$33.5K -1,270 -13%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$202K +$201K +7,615 New
CFD
13
Creative Financial Designs
Indiana
$73K
FAG
14
Fortitude Advisory Group
Washington
$62K +$61.7K +2,340 New
IA
15
IFP Advisors
Florida
$56K
Morgan Stanley
16
Morgan Stanley
New York
$31K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$27K
Osaic Holdings
18
Osaic Holdings
Arizona
$8K -$52.8K -2,000 -87%
UBS Group
19
UBS Group
Switzerland
$5K -$2.08K -79 -31%
Citadel Advisors
20
Citadel Advisors
Florida
-$1.11M -44,641 Closed
FTUS
21
Flow Traders U.S.
New York
-$276K -11,115 Closed
OMC
22
Old Mission Capital
Illinois
-$211K -8,518 Closed
AWA
23
Arkadios Wealth Advisors
Georgia
-$123K -4,965 Closed

DALI Hedge Fund Activity: Q4 2021 in Review

20 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in First Trust DorseyWright DALI 1 ETF (DALI) for Q4 2021, worth a combined $123M — up 11% from $110M a quarter earlier.

Fund positioning in DALI was balanced in Q4 2021: 4 funds opened new positions, 4 closed out, 5 added to existing stakes and 5 trimmed.

The largest buyer was Strid Group, adding an estimated $6.11M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.11M sold.

  • 20 institutional investors held First Trust DorseyWright DALI 1 ETF (DALI) as of Q4 2021, unchanged from Q3 2021.
  • Funds reported $123M of First Trust DorseyWright DALI 1 ETF stock for Q4 2021, up 11% quarter-over-quarter.
  • 4 funds opened new First Trust DorseyWright DALI 1 ETF positions in Q4 2021 and 4 closed out, a net change of 0 holders.
  • The largest First Trust DorseyWright DALI 1 ETF buyer in Q4 2021 was Strid Group, an estimated $6.11M added.
  • The largest First Trust DorseyWright DALI 1 ETF seller in Q4 2021 was Citadel Advisors, an estimated $1.11M sold.

Based on aggregated 13F filings for Q4 2021.