First Trust DorseyWright DALI 1 ETF
DALI
12 hedge funds and large institutions have $7.8M invested in First Trust DorseyWright DALI 1 ETF in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
9% more funds holding
Funds holding: 11 → 12 (+1)
3.04% more ownership
Funds ownership: 63.85% → 66.9% (+3%)
1% more capital invested
Capital invested by funds: $7.72M → $7.8M (+$81K)
50% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$555K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$126K |
| 3 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$4.32K |
| 4 |
CFD
Creative Financial Designs
Kokomo,
Indiana
|
+$974 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$788K |
| 2 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$61K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$21K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$15K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$14.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
LPL Financial
San Diego,
California
| $2.84M | -$788K | -44,464 | -22% |
|
|
RJA
2
Raymond James & Associates
St Petersburg,
Florida
| $2.05M | – | – | – |
|
|
3
Osaic Holdings
Scottsdale,
Arizona
| $1.56M | -$21K | -1,185 | -1% |
|
|
4
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $567K | +$555K | +31,316 | New |
|
|
5
Citadel Advisors
Miami,
Florida
| $409K | +$126K | +7,115 | +46% |
|
|
6
Bank of America
Charlotte,
North Carolina
| $182K | -$15K | -846 | -8% |
|
|
CFD
7
Creative Financial Designs
Kokomo,
Indiana
| $81K | +$974 | +55 | +1% |
|
|
8
UBS Group
Zurich,
Switzerland
| $38K | -$14.4K | -815 | -28% |
|
|
IA
9
IFP Advisors
Tampa,
Florida
| $38K | – | – | – |
|
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| $25K | – | – | – |
|
|
PFS
11
Prospera Financial Services
Dallas,
Texas
| $4K | +$4.32K | +244 | New |
|
|
CAN
12
Cetera Advisor Networks
El Segundo,
California
| – | -$61K | -3,556 | Closed |
|
DALI Hedge Fund Activity: Q3 2020 in Review
12 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust DorseyWright DALI 1 ETF (DALI) for Q3 2020, worth a combined $7.8M — up 1% from $7.72M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new DALI positions and 1 closed out — a net gain of 1 holder — while 2 added to existing stakes and 4 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $555K. The largest seller was LPL Financial, cutting an estimated $788K.
- 12 institutional investors held First Trust DorseyWright DALI 1 ETF (DALI) as of Q3 2020, up from 11 in Q2 2020.
- Funds reported $7.8M of First Trust DorseyWright DALI 1 ETF stock for Q3 2020, up 1% quarter-over-quarter.
- 2 funds opened new First Trust DorseyWright DALI 1 ETF positions in Q3 2020 and 1 closed out, a net change of +1 holder.
- The largest First Trust DorseyWright DALI 1 ETF buyer in Q3 2020 was Susquehanna International Group, an estimated $555K added.
- The largest First Trust DorseyWright DALI 1 ETF seller in Q3 2020 was LPL Financial, an estimated $788K sold.
Based on aggregated 13F filings for Q3 2020.