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First Trust DorseyWright DALI 1 ETF

27 hedge funds and large institutions have $126M invested in First Trust DorseyWright DALI 1 ETF in 2022 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2627 (+1)

2.74% more ownership

Funds ownership: 89.71%92.46% (+2.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less capital invested

Capital invested by funds: $129M → $126M (-$3.69M)

62% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 13

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.43%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
5
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG
1
Strid Group
Pennsylvania
$99.8M +$3.88M +155,721 +4%
LPL Financial
2
LPL Financial
California
$11M -$2.8M -112,409 -20%
RJA
3
Raymond James & Associates
Florida
$2.87M -$507K -20,352 -15%
Stifel Financial
4
Stifel Financial
Missouri
$2.29M -$1.94M -78,003 -45%
ACM
5
Anfield Capital Management
California
$1.88M -$218K -8,736 -10%
Bank of America
6
Bank of America
North Carolina
$1.52M +$1.18M +47,350 +307%
V
7
Veritable
Delaware
$1.24M
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.19M -$2.36M -94,585 -66%
TCWM
9
Total Clarity Wealth Management
Illinois
$971K +$444K +17,817 +80%
KAS
10
Kestra Advisory Services
Texas
$598K -$724K -29,061 -54%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$591K -$139K -5,589 -19%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$374K -$419K -16,813 -52%
Truist Financial
13
Truist Financial
North Carolina
$374K -$7.08K -284 -2%
Citadel Advisors
14
Citadel Advisors
Florida
$319K -$656K -26,339 -67%
IAIM
15
International Assets Investment Management
Florida
$247K +$195K +7,834 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$210K +$174 +7 +0.1%
IA
17
IFP Advisors
Florida
$64K +$26.3K +1,055 +50%
FA
18
Fortis Advisors
Pennsylvania
$52.3K -$6.08K -244 -10%
Osaic Holdings
19
Osaic Holdings
Arizona
$40K -$67.7K -2,715 -62%
ASN
20
Advisory Services Network
Georgia
$38.3K +$39.3K +1,579 New
UBS Group
21
UBS Group
Switzerland
$29.4K -$91.2K -3,659 -75%
Morgan Stanley
22
Morgan Stanley
New York
$28.5K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$24K
AWM
24
Avior Wealth Management
Nebraska
$9.91K
CSPIA
25
Cary Street Partners Investment Advisory
Virginia
$2.43K +$2.49K +100 New

DALI Hedge Fund Activity: Q4 2022 in Review

27 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in First Trust DorseyWright DALI 1 ETF (DALI) for Q4 2022, worth a combined $126M — down 2.8% from $129M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new DALI positions and 3 closed out — a net gain of 1 holder — while 5 added to existing stakes and 13 trimmed.

The largest buyer was Strid Group, adding an estimated $3.88M. The largest seller was LPL Financial, cutting an estimated $2.8M.

  • 27 institutional investors held First Trust DorseyWright DALI 1 ETF (DALI) as of Q4 2022, up from 26 in Q3 2022.
  • Funds reported $126M of First Trust DorseyWright DALI 1 ETF stock for Q4 2022, down 2.8% quarter-over-quarter.
  • 4 funds opened new First Trust DorseyWright DALI 1 ETF positions in Q4 2022 and 3 closed out, a net change of +1 holder.
  • The largest First Trust DorseyWright DALI 1 ETF buyer in Q4 2022 was Strid Group, an estimated $3.88M added.
  • The largest First Trust DorseyWright DALI 1 ETF seller in Q4 2022 was LPL Financial, an estimated $2.8M sold.

Based on aggregated 13F filings for Q4 2022.