We are live on ! Find out more
DALI icon

First Trust DorseyWright DALI 1 ETF

23 hedge funds and large institutions have $109M invested in First Trust DorseyWright DALI 1 ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

21% more funds holding

Funds holding: 1923 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3.16% less ownership

Funds ownership: 95%91.84% (-3.2%)

22% less capital invested

Capital invested by funds: $139M → $109M (-$30M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
23
Holders Change
+4
Holders Change %
+21.05%
% of All Funds
0.34%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
7
Increased
5
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG
1
Strid Group
Pennsylvania
$91.5M -$7.36M -321,543 -7%
PFS
2
Prospera Financial Services
Texas
$5.54M +$5.88M +256,792 New
LPL Financial
3
LPL Financial
California
$4.58M -$10.5M -459,559 -68%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$1.22M +$1.3M +56,685 New
ACM
5
Anfield Capital Management
California
$1.1M -$907K -39,624 -44%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.06M -$64.1K -2,800 -5%
Citadel Advisors
7
Citadel Advisors
Florida
$1.02M +$533K +23,303 +98%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$991K +$776K +33,875 +281%
RJA
9
Raymond James & Associates
Florida
$982K -$676K -29,508 -39%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$271K +$288K +12,586 New
Osaic Holdings
11
Osaic Holdings
Arizona
$226K -$184K -8,033 -43%
Bank of America
12
Bank of America
North Carolina
$104K +$73.1K +3,192 +197%
HGERS
13
Householder Group Estate & Retirement Specialist
Arizona
$78K +$114 +5 +0.1%
CTWM
14
Cherry Tree Wealth Management
Minnesota
$58.9K
Morgan Stanley
15
Morgan Stanley
New York
$50.6K +$26.9K +1,173 +100%
IA
16
IFP Advisors
Florida
$45.3K -$24.2K -1,055 -33%
ASN
17
Advisory Services Network
Georgia
$34K +$36.1K +1,579 New
UBS Group
18
UBS Group
Switzerland
$23.5K +$25K +1,092 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$22K
AWM
20
Avior Wealth Management
Nebraska
$8.81K
JP Morgan Chase
21
JP Morgan Chase
New York
$2.68K +$2.84K +124 New
TRCT
22
Tower Research Capital (TRC)
New York
$1.75K +$1.85K +81 New
Wells Fargo
23
Wells Fargo
California
$27 -$45.8K -2,000 -100%
KPWS
24
Kestra Private Wealth Services
Texas
-$341K -13,755 Closed
PTC
25
Private Trust Company
Ohio
-$244K -9,854 Closed

DALI Hedge Fund Activity: Q4 2023 in Review

23 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in First Trust DorseyWright DALI 1 ETF (DALI) for Q4 2023, worth a combined $109M — down 22% from $139M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DALI positions and 2 closed out — a net gain of 5 holders — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Prospera Financial Services, opening a new position worth an estimated $5.88M. The largest seller was LPL Financial, cutting an estimated $10.5M.

  • 23 institutional investors held First Trust DorseyWright DALI 1 ETF (DALI) as of Q4 2023, up from 19 in Q3 2023.
  • Funds reported $109M of First Trust DorseyWright DALI 1 ETF stock for Q4 2023, down 22% quarter-over-quarter.
  • 7 funds opened new First Trust DorseyWright DALI 1 ETF positions in Q4 2023 and 2 closed out, a net change of +5 holders.
  • The largest First Trust DorseyWright DALI 1 ETF buyer in Q4 2023 was Prospera Financial Services, an estimated $5.88M added.
  • The largest First Trust DorseyWright DALI 1 ETF seller in Q4 2023 was LPL Financial, an estimated $10.5M sold.

Based on aggregated 13F filings for Q4 2023.