Sigma Planning Corp’s First Trust DorseyWright DALI 1 ETF DALI Stock Holding History

Sigma Planning Corp’s Portfolio DALI Stock Details DALI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-16,190	Closed	-$419K	–	1217
2023 Q2	$419K	Buy	+16,190	New	+$414K	0.02%	805
2022 Q3	–	Sell	-17,705	Closed	-$449K	–	1276
2022 Q2	$449K	Buy	+17,705	New	+$486K	0.02%	800
2020 Q2	–	Sell	-10,093	Closed	-$167K	–	1061
2020 Q1	$167K	Sell	10,093 -753	-7%	-$15.1K	0.01%	806
2019 Q4	$229K	Sell	10,846 -1,547	-12%	-$31.4K	0.01%	909
2019 Q3	$247K	Buy	+12,393	New	+$251K	0.01%	848

Other funds holding DALI

Strid Group Newtown Square, Pennsylvania $901M AUM 21.04% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ACM

Anfield Capital Management Irvine, California $363M AUM 24.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PFO

Pathstone Family Office Englewood, New Jersey $13.1B AUM 21.02% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

KPWS

Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Sigma Planning Corp's DALI Position: Q3 2023 in Review

Sigma Planning Corp sold out of First Trust DorseyWright DALI 1 ETF (DALI) in Q3 2023, closing a stake of 16,190 shares — an estimated $419K sold.

Sigma Planning Corp first reported a position in DALI in Q3 2019 and held it in 5 quarters. The position peaked at $449K in Q2 2022. 19 funds tracked by Wall St. Rank hold DALI as of Q3 2023.

Sigma Planning Corp reported no remaining First Trust DorseyWright DALI 1 ETF position as of Q3 2023 after selling out during the quarter.
Sigma Planning Corp sold 16,190 First Trust DorseyWright DALI 1 ETF shares in Q3 2023, an estimated $419K.
Sigma Planning Corp first reported a position in First Trust DorseyWright DALI 1 ETF in Q3 2019 and held it in 5 quarters.
Sigma Planning Corp's First Trust DorseyWright DALI 1 ETF position peaked at $449K in Q2 2022.
19 funds tracked by Wall St. Rank held First Trust DorseyWright DALI 1 ETF as of Q3 2023.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.