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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HCM
151
Horrell Capital Management
Arkansas
$100K
FNBT
152
FineMark National Bank & Trust
Florida
$91K +$33.3K +662 +56%
BRWM
153
B. Riley Wealth Management
Tennessee
$83K -$3.77K -75 -4%
MHS
154
M Holdings Securities
Oregon
$82K +$83.6K +1,660 New
SSB
155
Sandy Spring Bank
Maryland
$63K -$24.5K -487 -28%
CFS
156
Community Financial System
New York
$43K
CLOS
157
Compagnie Lombard Odier SCmA
Switzerland
$30K
HF
158
Hoxton Financial
West Virginia
$30K
MSL
159
Mackay Shields LLC
New York
$28K +$28.5K +566 New
ST
160
Smithfield Trust
Pennsylvania
$22K
RIA
161
Regal Investment Advisors
Michigan
$12K +$8.86K +176 +293%
TFA
162
Transamerica Financial Advisors
Florida
$10K -$7.95M -158,030 -100%
BWFA
163
Baltimore-Washington Financial Advisors
Maryland
$6K +$5.64K +112 New
AA
164
Apriem Advisors
California
$5K
AllianceBernstein
165
AllianceBernstein
Tennessee
$3K
WA
166
WealthTrust-Arizona
Arizona
$1K
AUIM
167
Aegon USA Investment Management
Iowa
-$49.2M -973,283 Closed
SPL
168
Smart Portfolios LLC
Washington
-$6.63M -155,247 Closed
BIT
169
BlackRock Institutional Trust
California
-$6.92M -136,979 Closed
HIM
170
Hanlon Investment Management
New Jersey
-$2.21M -43,656 Closed
UBS AM
171
UBS AM
Illinois
-$1.66M -32,796 Closed
BRWA
172
B. Riley Wealth Advisors
Florida
-$707K -26,281 Closed
DWA
173
Dorsey Wright & Associates
California
-$806K -16,239 Closed
ACM
174
Argentus Capital Management
Texas
-$812K -16,079 Closed
AssetMark Inc
175
AssetMark Inc
California
-$319K -6,313 Closed