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State Street SPDR Bloomberg Convertible Securities ETF
CWB

Name Holding Trade Value Shares
Change 		Change in
Stake
SCMF
26
Sage Capital Management (Florida)
Florida
$3.36M +$3.39M +78,750 New
Mirae Asset Global Investments
27
Mirae Asset Global Investments
South Korea
$3.01M +$3.03M +70,550 New
PA
28
Pinnacle Associates
New York
$2.77M +$2.8M +65,025 New
FFSOTS
29
Fiduciary Financial Services of The Southwest
Texas
$2.77M +$2.79M +64,873 New
RJA
30
Raymond James & Associates
Florida
$2.73M +$2.75M +63,876 New
BOS
31
Bank of Stockton
California
$2.52M +$2.54M +58,955 New
Wellington Management Group
32
Wellington Management Group
Massachusetts
$2.42M +$2.43M +56,600 New
Allianz Asset Management
33
Allianz Asset Management
Germany
$2.4M +$2.42M +56,343 New
MA
34
MUFG Americas
New York
$2.22M +$2.24M +51,979 New
HNB
35
Huntington National Bank
Ohio
$2.12M – – –
HCM
36
HM Capital Management
Missouri
$2.1M +$2.11M +49,140 New
DFIM
37
Detwiler Fenton Investment Management
Massachusetts
$1.96M +$1.97M +45,908 New
OC
38
Oppenheimer & Co
New York
$1.92M +$1.94M +45,020 New
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$1.8M +$1.82M +42,225 New
WTC
40
WhitTier Trust Company
Nevada
$1.62M +$1.63M +37,895 New
CCT
41
Capital City Trust
Florida
$1.53M +$1.54M +35,890 New
LS
42
Lattice Strategies
Pennsylvania
$1.53M +$1.54M +35,774 New
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$1.51M +$1.52M +35,368 New
JIR
44
James Investment Research
Ohio
$1.34M – – –
CA
45
Cetera Advisors
Colorado
$1.32M +$1.33M +30,954 New
GIM
46
Goelzer Investment Management
Indiana
$1.3M +$1.31M +30,566 New
GF
47
Genworth Financial
Virginia
$1.27M +$1.28M +29,791 New
FAAS
48
First Allied Advisory Services
California
$1.1M +$1.11M +25,848 New
AIG
49
American International Group
New York
$1.03M +$1.04M +24,185 New
CWM
50
Concert Wealth Management
California
$930K +$936K +21,763 New
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